The Adviser Center

Tools for Transition

    Broker recruitment bonuses on DOL's radar

    Agency concerned about brokers who sell out client positions at old firm and generate commissions at new firm when they recreate investment portfolios

    How the DOL fiduciary rule could affect financial adviser recruiting

    Here are some ramifications the new rule may have on adviser movement in the industry

    Make your move

    B-DRIAHybridAll
    Name
    City
    State
    Clearing Firm

    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    Geneva Partners, LLC

    Lake Geneva, WI

    Abacus Wealth Partners

    Santa Monica, CA

    The Mutual Fund Store

    Overland Park, KS

    Browse all companies

    To be included in the Adviser Center, please contact the InvestmentNews Data team at IN-data@investmentnews.com.

    For information about a featured company listing, please contact us.

    RIA Data Center

    1Financial Engines Advisors$138,000,000,000
    2Fisher Investments$71,789,691,574
    3Chevy Chase Trust Company$25,528,177,638
    4Edelman Financial Services, LLC$17,783,062,724
    5Aperio Group$15,619,552,133
    View More

    Advisers on the Move

    Featured video

    Events

    Pershing's Cirrotti: What's next for the fiduciary rule?

    The Department of Labor's new fiduciary rule will have a lasting impact on this industry. Have we finally reached the finish line? Pershing's Rob Cirrotti explains what is to come.

    Video Spotlight

    Will It Last As Long As Your Clients Do?

    Sponsored by Prudential

    Video Spotlight

    The Catalyst

    Sponsored by Pershing

    Latest news & opinion

    Brian Block's $4 million bonus was tied to a key metric at ARCP

    Prosecution rests case in fraud trial against CFO of American Realty Capital Properties.

    Edward Jones is winning the Google search war

    Brokerage firm's digital marketing investment helps land it at the top of local and overall search engine results, report finds.

    Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

    Fidelity, Aon Hewitt and Xerox HR Solutions are currently defending against similar fiduciary-breach claims.

    Collective investment trusts getting more attention from 401(k) advisers

    The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.

    Vanguard rides robo-advice wave to $65B in assets

    Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.