The Adviser Center

Tools for Transition

    LPL putting pressure on affiliates to recruit advisers to its corporate RIA

    Internal memo details policies that discourage new advisers from using outside registered investment advisers.

    Two Wells Fargo teams managing $345 million decamp for Raymond James

    Brokers and staff in Baton Rouge, La., move to firm's employee unit.

    Ameriprise nabs brokers from Morgan Stanley, Wells Fargo

    Reps managing $391 million join firm's employee unit.

    Make your move

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    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    Rex Capital Advisors

    Providence, RI

    Trunorth

    Oakdale, MN

    Rayner & Haynor

    Mill Valley, CA

    Browse all companies

    To be included in the Adviser Center, please contact the InvestmentNews Data team at IN-data@investmentnews.com.

    For information about a featured company listing, please contact us.

    RIA Data Center

    1Financial Engines Advisors$138,000,000,000
    2Fisher Investments$71,789,691,574
    3Chevy Chase Trust Company$25,528,177,638
    4Edelman Financial Services, LLC$17,783,062,724
    5Aperio Group$15,619,552,133
    View More

    Advisers on the Move

    Featured video

    Events

    Do you remember your first client?

    Advisers remember their very first client. As the next generation enters the workforce, they want to hear advice from the experts. Our student correspondent, Kaylyn Adams, hits the IMPACT floor.

    Latest news & opinion

    Raymond James executives call on industry to keep broker protocol

    Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'

    Senate committee approves tax plan but full passage not assured

    Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.

    House passes tax bill, focus turns to Senate

    Tax reform legislation expected to have more of a challenge in upper chamber.

    SEC enforcement of advisers drops in Trump era

    The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.

    PIABA accuses Finra of conflicts of interest

    Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.