The Adviser Center

Tools for Transition

    Broker recruitment bonuses on DOL's radar

    Agency concerned about brokers who sell out client positions at old firm and generate commissions at new firm when they recreate investment portfolios

    How the DOL fiduciary rule could affect financial adviser recruiting

    Here are some ramifications the new rule may have on adviser movement in the industry

    Make your move

    Clearing Firm

    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    Kovack Securities, Inc.

    Fort Lauderdale, FL

    Investor Solutions

    Coconut Grove, FL

    Clayborne Group

    Danbury, CT

    Browse all companies

    To be included in the Adviser Center, please contact the InvestmentNews Data team at

    For information about a featured company listing, please contact us.

    RIA Data Center

    Advisers on the Move

    Latest news & opinion

    Advisers go on the offensive, getting clients ready for the next market correction

    Some proactive planners are spelling out for clients the impact of a 10% or 20% correction.

    Acosta declines to extend delay of DOL fiduciary rule

    Labor Secretary finds no legal basis to delay implementation; rule to become applicable June 9

    Phyllis Borzi says opponents of DOL fiduciary rule face uphill climb to further delay or dilute it

    Former assistant Labor secretary who crafted the rule says President Trump won't be able to get rid of it simply because he doesn't like it.

    Shrinking talent pool puts strain on advisory firms

    Attrition, cuts in training programs and new competition make it difficult to fill job openings

    Trump miscues, more cash becoming available will drive summer muni bond rally

    As Trump agenda derails, municipal bonds are benefitting from flight to safety as well as a mismatch between bonds maturing and new issues.