The Adviser Center

Tools for Transition

    Broker recruitment bonuses on DOL's radar

    Agency concerned about brokers who sell out client positions at old firm and generate commissions at new firm when they recreate investment portfolios

    How the DOL fiduciary rule could affect financial adviser recruiting

    Here are some ramifications the new rule may have on adviser movement in the industry

    SEC approves Finra broker-compensation rule

    The rule requires transferring brokers to send an educational communication to clients they are trying to convince to make the move with them

    Make your move

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    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    All Star Financial Inc

    Minneapolis, MN

    Paragon Financial Advisors

    College Station, TX

    Lake Partners,Inc.

    Stamford, CT

    Atlas Capital Advisors

    San Francisco, CA

    Reed & Ball, Inc.

    Thousand Oaks, CA

    Browse all companies

    To be included in the Adviser Center, please contact the InvestmentNews Data team at IN-data@investmentnews.com.

    For information about a featured company listing, please contact us.

    RIA Data Center

    1Financial Engines Advisors$138,000,000,000
    2Fisher Investments$71,789,691,574
    3Chevy Chase Trust Company$25,528,177,638
    4Edelman Financial Services, LLC$17,783,062,724
    5Aperio Group$15,619,552,133
    View More

    Advisers on the Move

    Featured video

    Events

    Why the bionic adviser is the wave of the future

    The bionic adviser is the way of the future. We spoke with Simon Roy of Jemstep to get his insights on how technology will continue to impact the industry.

    Video Spotlight

    Will It Last As Long As Your Clients Do?

    Sponsored by Prudential

    Video Spotlight

    The Catalyst

    Sponsored by Pershing

    Latest news & opinion

    Nationwide's 401(k) record-keeping fees are excessive, lawsuit claims

    Plaintiffs claim practice of charging plans a percentage of assets is unreasonable.

    Wealth management firms struggle with lower fees, fewer new clients

    Advisers in North America earned less from clients last year and saw a decline in average fees, according to a new report by PriceMetrix.

    These investors are allowed to put $500K into a Roth IRA at once

    The HEART Act permits rolling all or part of life-insurance and combat-related-fatality payouts directly into the tax-free retirement plan, but few take advantage.

    Labor's Alexander Acosta and SEC's Jay Clayton tell lawmakers they will work together on fiduciary rule

    In separate appearances before Senate panels, the regulators stressed the cooperation that Republican legislators and opponents of the DOL fiduciary rule are demanding.

    Brian Block denies cooking the books at Schorsch REIT

    Former CFO claims everything he did was 'appropriate' and 'correct.'