The Adviser Center

Tools for Transition

    LPL putting pressure on affiliates to recruit advisers to its corporate RIA

    Internal memo details policies that discourage new advisers from using outside registered investment advisers.

    Two Wells Fargo teams managing $345 million decamp for Raymond James

    Brokers and staff in Baton Rouge, La., move to firm's employee unit.

    Ameriprise nabs brokers from Morgan Stanley, Wells Fargo

    Reps managing $391 million join firm's employee unit.

    Make your move

    Clearing Firm

    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    Capital Square, LLC

    Chattanooga, TN

    &Wealth Partners

    Baltimore, MD

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    RIA Data Center

    1Financial Engines Advisors$138,000,000,000
    2Fisher Investments$71,789,691,574
    3Chevy Chase Trust Company$25,528,177,638
    4Edelman Financial Services, LLC$17,783,062,724
    5Aperio Group$15,619,552,133
    View More

    Advisers on the Move

    Featured video

    Gadget Girl

    How Tamarac’s new platform will help advisers better engage with clients

    Tamarac recently announced the launch of the Tamarac platform for Registered Investment Advisors. What can advisers expect from the completely redesigned platform?

    Latest news & opinion

    Meet our 2017 Women to Watch

    Introducing 20 female financial advisers and industry executives who are distinguished leaders, advancing the business of providing advice through their creativity and hard work.

    Raymond James executives call on industry to keep broker protocol

    Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'

    Senate committee approves tax plan but full passage not assured

    Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.

    House passes tax bill, focus turns to Senate

    Tax reform legislation expected to have more of a challenge in upper chamber.

    SEC enforcement of advisers drops in Trump era

    The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.