The Adviser Center

Tools for Transition

    Broker recruitment bonuses on DOL's radar

    Agency concerned about brokers who sell out client positions at old firm and generate commissions at new firm when they recreate investment portfolios

    How the DOL fiduciary rule could affect financial adviser recruiting

    Here are some ramifications the new rule may have on adviser movement in the industry

    SEC approves Finra broker-compensation rule

    The rule requires transferring brokers to send an educational communication to clients they are trying to convince to make the move with them

    Make your move

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    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    Riverstone Advisors, LLC

    New Braunfels, TX

    Ashford Advisors

    Pittsford, NY

    Blankinship & Foster

    Solana Beach, CA

    Anodos Advisors

    Santa Barbara, CA

    Trellis Advisors

    Ellensburg, WA

    Browse all companies

    To be included in the Adviser Center, please contact the InvestmentNews Data team at IN-data@investmentnews.com.

    For information about a featured company listing, please contact us.

    RIA Data Center

    1Financial Engines Advisors$138,000,000,000
    2Fisher Investments$71,789,691,574
    3Chevy Chase Trust Company$25,528,177,638
    4Edelman Financial Services, LLC$17,783,062,724
    5Aperio Group$15,619,552,133
    View More

    Advisers on the Move

    Featured video

    INTV

    Vanguard's Joe Davis: Prepare for lower expected returns

    The next five years will be more challenging for the markets than the past five, according to Joe Davis, global chief economist at Vanguard. Here's why it's more important than ever to stay reasonable with return expectations and stick to the plan.

    Video Spotlight

    Path to growth

    Latest news & opinion

    SEC bars former rep for alleged share price manipulation

    George Thoreson tried to keep penny stock's price high to enable Nasdaq listing.

    Nevada fiduciary law raises concerns among retirement professionals, brokerage industry

    Critics complain that it conflicts with ERISA and SEC rules and has potential to spur other states to pass their own version of a fiduciary rule.

    A special need for financial advice

    Advisers don't have to be experts to help special needs families get a jump on lifelong planning.

    Broker-dealers and RIAs at loggerheads over fiduciary rule delay

    Companies and groups weighing in with comment letters have vastly different viewpoints on the delay's potential impact.

    7 conferences taking advisers beyond financial services

    Consider investing some time in learning to build corporate culture, be a better listener and other important skills.