Transamerica Financial Advisors, Inc.

Transamerica Financial Advisors, Inc.

A subsidiary of AUSA Holding Co., an Aegon company

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570 Carillon Parkway

St. Petersburg, FL 33716

770-248-3271

www.tfaconnect.com/

Clearing firm: Pershing LLC

No. advisers: 3,307

AUM: $11,167,029,407

Year founded: 1984

Year end: Dec. 31

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

Top ExecutiveGeorge Chuang
Recruiting ContactJacob Craig
319-355-1541
E-mail
Compliance ContactBrad Mullikin
770-248-3491
E-mail
Marketing ContactRick Berrett
770-248-3503
E-mail
Technology Operations ContactDan S Trivers
770-447-7425
E-mail

Recruitment & Staffing

2016 2015 2014
No. of reps3,3074,6205,103
No. of producing reps3,1844,2685,103
No. of reps producing $100K-$499K /year00

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2016 2015 2014
Total revenues$133,321,9140$279,895,000
Commission revenues$90,690,9940$203,228,000
Fee revenues$32,965,3300$61,394,000
Total revenues: Other$9,665,5900$15,273,000
2016 2015 2014
Total account assets$11,167,029,4070$32,316,065,211
Fee-based assets$1,057,731,7150$7,911,616,156
Total account assets: Other$10,109,297,6920$24,404,449,055
Average assets per rep$3,376,785$6,332,758
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?Y
Primary purpose of mobile applicationCommunications
    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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