628 Green Valley Road, Suite 204
Greensboro, NC 27408
No. advisers: 3
|Financial planning clients||N/A|
|High-net-worth client assets||Up to 75%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
March 23, 2017 - The Thomson Reuters Lipper Fund Awards winners have been announced. Lipper measures the winners by their risk-adjusted returns over multiple periods. Award winners are rewarded for consistency over time, including the top 3-year, 5-year and 10-year funds,...
March 9, 2017 - President Donald J. Trump's pick to lead the Securities and Exchange Commission has earned $7.62 million since 2015 representing some of Wall Street's biggest firms, including Goldman Sachs Group Inc. and Bill Ackman's Pershing Square Capital Management,...
March 6, 2017 - When Christopher Bray started his advisory firm three years ago, it seemed like a good idea to name it after his daughter, Ariel, who was 4 years old at the time. And while there was a mutual fund company already named Ariel Investments, Mr. Bray's registered...
February 27, 2017 - Financial advisers rejected a recommendation Friday from the acting chairman of the SEC to increase investor access to private and exotic investment strategies that are usually reserved for rich people. "I think this is an awful idea, as awful as ideas...
February 24, 2017 - With the Federal Reserve widely expected to hike interest rates in March for the first of what could be four hikes this year, financial advisers will finally have some good news for their retired clients. As rates slowly move higher, the safest and shortest-term...
February 14, 2017 - FS Investments launched a $2.5 billion commercial mortgage nontraded REIT Monday, a first for the company better known for sponsoring non-traded business development companies. The new company, FS Credit Real Estate Income Trust Inc., has hired Rialto...
February 7, 2017 - Watching someone invest in this stock market can be like watching novice skiers start down Pallbearer's Peak: You just hope they know what they could be in for. For advisers, putting fresh money to work in today's market can be particularly worrisome....
February 5, 2017 - The following is an excerpt from ‚ÄúThe Enduring Advisory Firm: How to Serve Your Clients More Effectively and Operate More Efficiently‚ÄĚ by Mark C. Tibergien and Kim G. Dellarocca (Bloomberg Press/Wiley, 2016). Mr. Tibergien is chief executive officer...
February 5, 2017 - Not all digital advice platforms are created equal. But which one ultimately serves your clients best will take a bit more time to tease out. A recent analysis by Condor Capital Management attempted to provide an early peek at winners and losers. The...
February 1, 2017 - Adviser Investments of Newton, Mass., has acquired Braver Wealth Management, based in nearby Needham Heights. The deal, which includes Braver's capital management division, creates a $4.7 billion registered investment advisory firm with 80 employees and...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.