Veritas Independent Partners

Veritas Independent Partners

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1150 Bob Courtway Dr, Ste 50

Conway, AR 72032

(501) 358-6131

veritasindependentpartners.com

Clearing firm: TD Ameritrade

No. advisers: 19

No. franchises: 13

AUM: $85,814,307

Year founded: 2013

Year end: Dec. 31

No. of retail offices: 9

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOGail Murdoch
Recruiting ContactDebra Shannon
501-358-6131
E-mail
Compliance ContactDebra Shannon
501-358-6131
E-mail
Marketing ContactDebra Shannon
501-358-6131
E-mail
Technology Operations ContactGail Murdoch
501-358-6131
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps191411
No. of producing reps161411
No. of reps producing $100K-$499K /year333

Payout grid is available to Data Center subscribers only.

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2017 2016 2015
Total revenues$715,026$525,841$585,056
Commission revenues$309,912$218,026$295,062
Fee revenues$405,114$307,815$289,994
Total revenues: Other000
2017 2016 2015
Total account assets$85,814,307$55,180,0000
Fee-based assets$53,048,724$42,138,0000
Total account assets: Other$32,765,583$12,970,0000
Average assets per rep$4,516,542$3,941,4290
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?N
Primary purpose of mobile application

DOL fiduciary rule pushing broker-dealer assets to fee-based accounts, away from commissions

May 24, 2017 - There's been a marked shift in the allocation of broker-dealer client assets in the year since the Department of Labor issued its fiduciary rule. Largely, the shift has seen assets flow into advisory accounts, which assess a level fee based on client...

Top independent broker-dealers reveal their payout tables

January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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