Alpha Financial Advisors, LLC

Alpha Financial Advisors, LLC

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8260 Greensboro Drive Suite 125

Mclean, VA 22102

703-442-7686

alphafinancialadvisors.com

No. advisers: 4

AUM: $135,321,828

Asset Breakdown

Staff
Employees 4
Clients
High-net-worth individuals 26-50%
Financial planning clients N/A
High-net-worth client assets More than 75%
Compensation
Percentage of assets under management Yes
Hourly charges Yes
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $133,183,826 308 $432,415
Non-discretionary 2138002 12 $178,167
Total $135,321,828 320 $422,881

Post-DOL fiduciary rule, Schwab dumps load funds as advisers yawn

April 28, 2016 - You won't see hordes of angry advisers picketing Charles Schwab & Co. offices in the wake of its decision to stop selling Class A shares. But it's another sign that the days of high-cost funds are numbered, and that the Department of Labor's new fiduciary...

NAPFA leader claims 'moral high ground' in fiduciary fight

October 26, 2015 - Fee-only investment advisers who support a pending Labor Department advice rule say they will step up their lobbying in order to project their voices amid the din of industry opposition. “We are outspent and outgunned, but we have the moral high ground,”...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

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*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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