Ameriprise Financial Services Inc.
A subsidiary of Ameriprise Financial
108 Ameriprise Financial Center
Minneapolis, MN 55474
Clearing firm: Self-clearing
No. advisers: 7,706
Year founded: 1894
Year end: Dec. 31
For More Information
|Recruiting Contact||Manish P. Dave|
|Compliance Contact||John Junek|
|Marketing Contact||Deirdre D. McGraw|
|Technology Operations Contact||Randy Kupper|
Recruitment & Staffing
|No. of reps||7,706||7,706||7,589|
|No. of producing reps||—||7,706||7,589|
|No. of reps producing $100K-$499K /year||—||0||0|
|Total revenues: Other||$580,763,131||$557,100,000||$579,003,129|
|Total account assets||0||0||0|
|Total account assets: Other||0||0||—|
|Average assets per rep||0||—||0|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||Ameriprise Advisor Mobile is an app for advisors and staff that links data from several tools together into one, simple interface. It can be accessed from smartphones, tablets and computers anywhere, anytime â€“ providing a seamless and secure way to stay connected with clients while in the office or on the go.|
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
August 10, 2016 - Wall Street alternative investment giant The Blackstone Group, with $356 billion in assets, is diving into the beleaguered nontraded real estate investment trust marketplace, registering its first nontraded REIT with the Securities and Exchange Commission...
March 5, 2015 - Morgan Stanley Wealth Management claims a former broker who joined another firm came up with an unusual way to hold onto his clients â€” he went into the firm's computer system a few days before he left and changed their telephone numbers. In a lawsuit,...
January 12, 2015 - It's a classic dispute over what client information brokers can take with them when they move among brokerages, but this time a registered investment adviser is the one picking a fight with a big firm. Hanson McClain Inc., a registered investment adviser...
October 7, 2014 - A former financial adviser with Ameriprise Financial Services Inc. was sentenced to three and a half years in prison and ordered to repay more than $3 million he allegedly stole from investors and used for personal expenses, including paying off his gambling...
August 28, 2014 - A former LPL Financial broker has been ordered to pay nearly $2 million in disgorgement and penalties after being accused of bilking clients of nearly $1.7 million. Starting in 2008, Blake B. Richards instructed at least seven clients to write checks...
May 23, 2014 - To build a network of 20,000 advisers, RCS Capital Corp. and Larry Roth, the newly anointed chief executive of its retail brokerage umbrella unit, Cetera Financial Group, are undoubtedly considering another big and bold move. Cetera will have about 9,800...
May 5, 2014 - A Finra arbitration panel ordered Ameriprise Financial Services Inc. to pay two elderly California investors $1.17 million for putting them in real estate investments that tanked. On May 1, a Finra arbitration panel in San Francisco ruled that Ameriprise...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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