Ameriprise Financial Services Inc.

Ameriprise Financial Services Inc.

A subsidiary of Ameriprise Financial

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108 Ameriprise Financial Center

Minneapolis, MN 55474

(612) 671-3131

joinameriprise.com

Clearing firm: Self-clearing

No. advisers: 7,668

Year founded: 1894

Year end: Dec. 31

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOJim Cracchiolo
Recruiting ContactManish P. Dave
(612) 671-0932
E-mail
Compliance ContactJohn Junek
Marketing ContactDeirdre D. McGraw
Technology Operations ContactRandy Kupper

Recruitment & Staffing

2016 2015 2014
No. of reps7,6687,7067,589
No. of producing reps7,6687,7067,589
No. of reps producing $100K-$499K /year000

Payout grid is available to Data Center subscribers only.

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2016 2015 2014
Total revenues$3,944,981,975$3,919,123,620$3,738,344,789
Commission revenues$1,331,329,539$1,399,861,088$1,403,563,985
Fee revenues$1,998,023,474$1,938,499,401$1,777,656,158
Total revenues: Other$615,628,962$580,763,131$557,100,000
2016 2015 2014
Total account assets000
Fee-based assets000
Total account assets: Other000
Average assets per rep00
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?Y
Primary purpose of mobile applicationAmeriprise Advisor Mobile is an app for advisors and staff that links data from several tools together into one, simple interface. It can be accessed from smartphones, tablets and computers anywhere, anytime – providing a seamless and secure way to stay connected with clients while in the office or on the go.

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Blackstone jumps into nontraded REIT market

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Morgan Stanley sues former broker, now at Ameriprise, over recruiting hijinks

March 5, 2015 - Morgan Stanley Wealth Management claims a former broker who joined another firm came up with an unusual way to hold onto his clients — he went into the firm's computer system a few days before he left and changed their telephone numbers. In a lawsuit,...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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