H. Beck Inc.
A subsidiary of Securian Financial Group Inc.
6600 Rockledge Drive
Bethesda, MD 20817
Year founded: 1984
Year end: Dec. 31
For More Information
|Top Executive||James H. Dresselaers|
|Recruiting Contact||Richard M. Merritt|
(800) 333 6884
|Compliance Contact||Rob Hessling|
|Marketing Contact||Richard M. Merritt|
(800) 333 6884
|Technology Operations Contact||Scott Thorson|
Recruitment & Staffing
|No. of reps||—||778||808|
|No. of producing reps||—||642||668|
|No. of reps producing $100K-$499K /year||—||235||304|
|Total revenues: Other||—||$8,064,653||$5,642,823|
|Total account assets||—||0||$16,464,197,950|
|Total account assets: Other||—||0||$14,485,376,724|
|Average assets per rep||—||—||$20,376,483|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
August 10, 2017 - If LPL Financial Holdings Inc. acquires the four broker-dealers in the National Planning Holdings' network, the largest independent contractor broker-dealer could see earnings growth next year of 20%, according to Steven Chubak, an analyst at Nomura Securities....
August 9, 2017 - With speculation swirling about an imminent sale of the four National Planning Holdings Inc. broker-dealers, the network's CEO, Scott E. Romine, last week took the extraordinary step to send an email to the 3,500 reps and advisers affiliated with the...
August 8, 2017 - The market for independent broker-dealer mergers saw its second sizeable deal in as many weeks as Kestra Financial Inc. said Tuesday it had acquired a 600 rep and adviser firm owned by insurance company H. Beck Inc. Terms of the deal were not disclosed....
March 30, 2015 - The Financial Industry Regulatory Authority Inc. issued six-figure fines Monday to three brokerages for lapses in supervising reports to clients that summarize all their assets, including those not handled at the firms. The regulator cited concerns about...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Managing editor Christina Nelson and senior reporter Mark Schoeff Jr. discuss regulations of consequence to financial advisers in 2018, and their likely timing.
Latest news & opinion
Don't expect a simple rollback of rules under the Trump administration in 2018 — instead, regulators are on pace to bolster financial adviser oversight.
Inflation worries, international rates pushing Treasuries yields higher.
A growing number of states are looking to pass rules preventing exploitation of seniors.
The firm said it lost 47 brokers in the fourth quarter, the most in any quarter of 2017.
Improvement reflect firm's shift of more clients into fee-based accounts priced on asset levels, which boosts results as markets rise.