HD Vest Investment Services

HD Vest Investment Services

A subsidiary of Blucora, Inc.

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6333 N. State Highway 161

Irving, TX 75038

(800) 821-8254

hdvest.com

Clearing firm: First Clearing LLC

No. advisers: 4,605

AUM: $36,573,766,260

Year founded: 1983

Year end: Dec. 31

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEORoger Ochs
Recruiting ContactRuth Papazian
(972) 870-6510
E-mail
Compliance ContactCasey Griffin
(972) 870-6623
E-mail
Marketing ContactRuth Papazian
972-870-6510
E-mail
Technology Operations ContactNeal Heifetz
(972) 870-6333
E-mail

Recruitment & Staffing

2016 2015 2014
No. of reps4,6054,515
No. of producing reps2,7282,756
No. of reps producing $100K-$499K /year589576
2015 2014 2013
Total revenues$319,739,319$304,854,193$273,152,297
Commission revenues$156,942,516$152,344,362$143,968,264
Fee revenues$129,433,912$120,184,882$100,085,326
Total revenues: Other$33,362,891$32,324,949$29,098,707
2015 2014 2013
Total account assets$36,573,766,260$37,132,756,957$34,925,158,973
Fee-based assets$10,053,140,868$9,552,876,234$8,360,444,697
Total account assets: Other$26,881,552,730$27,579,880,723$26,564,714,276
Average assets per rep$7,942,186$8,224,309$7,781,898

Robo-adviser frenzy: Apocalypse or rerun?

March 16, 2015 - In the independent financial advice industry, as in many other sectors, the rise of new technologies often leads to fevered discussions that the “old models” of doing business are about to become obsolete. With the rapid proliferation of so-called...

Four top lessons for financial advisers from this year's tax sticker shock

June 5, 2014 - One topic that was a focal point at CONNECT14, the annual HD Vest national conference is the extent to which many clients, both affluent and mass affluent, were caught off guard by the checks they had to write to the Internal Revenue Service this year,...

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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