The Investment Center Inc.

The Investment Center Inc.

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1420 U.S. Highway 206 N.

Bedminster, NJ 07921

(800) 345-8041

investmentctr.com

Clearing firm: Pershing LLC

No. advisers: 274

No. franchises: 188

AUM: $6,300,000,000

Year founded: 1986

Year end: Dec. 31

No. of retail offices: 210

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEORalph J. DeVito
Recruiting ContactNicole Johnson
888-868-4805
E-mail
Compliance ContactDoug Wright
888-868-4805
E-mail
Marketing ContactMarc Lefurge
888-868-4805
E-mail
Technology Operations ContactRobert Fernandes
908-707-4422
E-mail

Company Overview

There is a reason The Investment Center is a seven-time winner of Investment Advisor's Magazine's Broker/Dealer of the year - we offer a level of personalized service that larger firms can't match.

By joining The Investment Center an advisor has full access to a diverse team of highly accomplished experts in our field, including finance, marketing, technology, and practice management.

Our approach gives our advisors the flexibility to run their business the way they choose. Because we refrain from offering proprietary products, our advisors are free to choose from a broad range of traditional brokerage products, mutual funds, insurance products and fee-based solutions. Our product selection coupled with an infrastructure designed to meet an advisor's needs in a timely manner, ultimately results in an enhanced advisor-client relationship. Our practice management experts offer proven strategies in client acquisition and retention to help our advisors reach their specific goals and objectives.

Discover what is possible when the focus of an award-winning company is on you. Call us at 888-868-4805.

2017 2016 2015
No. of reps274254275
No. of producing reps238222233
No. of reps producing $100K-$499K /year918993

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2017 2016 2015
Total revenues$50,313,335$45,083,718$46,039,089
Commission revenues$29,287,883$26,070,244$25,907,306
Fee revenues$17,602,742$15,639,706$16,882,710
Total revenues: Other$3,422,710$3,373,768$3,249,073
2017 2016 2015
Total account assets$6,300,000,000$6,100,000,000$6,100,000,000
Fee-based assets$2,400,000,000$2,000,000,000$2,000,000,000
Total account assets: Other$3,900,000,000$4,100,000,000$4,100,000,000
Average assets per rep$22,992,701$24,015,748$22,181,818
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Dedicated mobile application for advisers?N
Primary purpose of mobile application
    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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