J.W. Cole Financial Inc.
4301 Anchor Plaza Parkway
Tampa, FL 33634
Clearing firm: Fidelity Clearing and Custody Solutions, National Financial Services LLC
No. advisers: 475
No. franchises: 335
Year founded: 2002
Year end: Dec. 31
No. of retail offices: 331
Recruitment & Staffing
|No. of reps||475||471||445|
|No. of producing reps||405||401||375|
|No. of reps producing $100K-$499K /year||272||269||259|
|Total revenues: Other||0||0||0|
|Total account assets||$13,067,914,034||$10,742,487,250||$9,765,897,500|
|Total account assets: Other||$10,464,679,500||$8,538,590,650||$7,929,317,000|
|Average assets per rep||$27,511,398||$22,807,829||$21,945,837|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
April 23, 2017 - Top 50 IBDs ranked by 2016 revenue Bubble view By group Table view Firm 2016 revenue ($M) % change vs. 2015 2016 commission revenue ($M) % change vs. 2015 2016 fee revenue ($M) % change vs. 2015 2016 other revenue ($M) % change vs. 2015 1 LPL Financial...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
January 5, 2014 - The Bank of New York Mellon Corp. has hired William Johnston, 55, as head of private-banking solutions for BNY Mellon Wealth Management. He is responsible for leading the firm's private and escrow bankers, coordinating the actions of mortgage banking...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
With rapid asset growth from high-net-worth investors, how is industry momentum accelerating growth for independent advisers. Schwab's Walt Bettinger explains what's ahead.
Sponsored by Prudential
Latest news & opinion
Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'
Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.
Tax reform legislation expected to have more of a challenge in upper chamber.
The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.
Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.