J.W. Cole Financial Inc.
4301 Anchor Plaza Parkway
Tampa, FL 33634
Clearing firm: Fidelity Clearing and Custody, National Financial Services LLC
No. advisers: 475
No. franchises: 335
Year founded: 2002
Year end: Dec. 31
No. of retail offices: 331
Recruitment & Staffing
|No. of reps||475||471||445|
|No. of producing reps||405||401||375|
|No. of reps producing $100K-$499K /year||272||269||259|
|Total revenues: Other||0||0||0|
|Total account assets||$13,067,914,034||$10,742,487,250||$9,765,897,500|
|Total account assets: Other||$10,464,679,500||$8,538,590,650||$7,929,317,000|
|Average assets per rep||$27,511,398||$22,807,829||$21,945,837|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
April 23, 2017 - Top 50 IBDs ranked by 2016 revenue Bubble view By group Table view Firm 2016 revenue ($M) % change vs. 2015 2016 commission revenue ($M) % change vs. 2015 2016 fee revenue ($M) % change vs. 2015 2016 other revenue ($M) % change vs. 2015 1 LPL Financial...
April 22, 2017 - As commission revenue continued its decline in 2016 and headwinds from regulators stiffened, the independent broker-dealer industry hit a wall, with the top 25 firms â€” those with roughly $250 million and more in total revenue â€” collectively reporting...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
January 5, 2014 - The Bank of New York Mellon Corp. has hired William Johnston, 55, as head of private-banking solutions for BNY Mellon Wealth Management. He is responsible for leading the firm's private and escrow bankers, coordinating the actions of mortgage banking...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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