M Holdings Securities Inc. (M Securities)

M Holdings Securities Inc. (M Securities)

A subsidiary of M Financial Group

Share:

1125 N.W. Couch St.

Portland, OR 97209

(503) 232-6960

mfin.com

Clearing firm: Pershing LLC

No. advisers: 856

No. franchises: 228

AUM: $34,042,891,000

Year founded: 2000

Year end: Dec. 31

No. of retail offices: 185

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOKen Stephens
Top ExecutiveKen Stephens
Recruiting ContactRandy O'Connor
(503) 414-7250
E-mail
Compliance ContactBridget McNamara-Fenesy
(503) 414-7272
E-mail
Marketing ContactJacob Boston
E-mail
Technology Operations ContactThomas Elliot
E-mail

Recruitment & Staffing

2016 2015 2014
No. of reps856862911
No. of producing reps558561553
No. of reps producing $100K-$499K /year163164149

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2016 2015 2014
Total revenues$148,000,000$156,500,000$153,801,301
Commission revenues$128,749,569$138,925,000$136,148,420
Fee revenues$16,050,223$14,468,682$14,399,522
Total revenues: Other$3,200,208$3,106,318$3,253,359
2016 2015 2014
Total account assets$34,042,891,000$33,944,166,974$33,400,232,679
Fee-based assets$4,428,363,000$4,388,974,000$4,092,656,518
Total account assets: Other$29,614,528,000$29,555,192,974$29,307,576,161
Average assets per rep$39,769,732$39,378,384$36,663,263

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Largest independent broker-dealer holding companies

January 17, 2014 - Holding company IBD subsidiary 2013 2012 % change LPL Financial Holdings Inc. LPL Financial LLC 13,553 13,155 3.0% Ameriprise Financial Ameriprise Financial Services Inc. 7,526 7,449 1.0% Cetera Financial Group Cetera Advisor Networks, Cetera Financial...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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