In the News
August 24, 2017 - Stephanie Karpow and Robert Lester, who managed $156 million in assets at MSI Financial Services in San Diego, Calif., have joined the employee unit of Ameriprise. Ms. Karpow started her securities career in 2009 at New England Securities and moved to...
June 10, 2015 - Raymond James Financial Inc. has picked up another large team from Morgan Stanley Wealth Management, this time a $665 million unit in Grand Blanc, Mich. The team, which comprises six advisers operating as The Horizon Group, produced $4 million in revenue...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Today's retiree's expect so much from retirement than previous generations and advisers are in prime position to help their clients what's important and what's not.
Latest news & opinion
Subjects will be added to its Level I and II coursework for the first time next year.
Funds that are seeing inflows largely steer clear of sectors like utilities.
Company also set aside $114 million over fees for rich clients.
New sub-advised funds, offered exclusively through financial advisers, are intended to lower costs and provide 'greater flexibility.'
Charles Schwab's latest RIA Benchmarking Study reports organic growth is driving increased AUM and revenues.