PlanMember Securities Corp.
6187 Carpinteria Ave.
Carpinteria, CA 93013
Clearing firm: Pershing LLC, Other
No. advisers: 490
Year founded: 1982
Year end: Dec. 31
No. of retail offices: 312
Recruitment & Staffing
|No. of reps||490||479||472|
|No. of producing reps||490||479||472|
|No. of reps producing $100K-$499K /year||166||153||147|
|Total revenues: Other||$586,000||$504,000||$321,000|
|Total account assets||$9,300,000,000||$7,256,960,372||$6,859,172,699|
|Total account assets: Other||$5,138,000,000||$3,664,664,646||$3,379,172,699|
|Average assets per rep||$18,979,592||$15,150,230||$14,532,146|
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
February 18, 2016 - A group of 40 brokers has left Cetera Financial Group, the first significant departure since Cetera's parent company, RCS Capital Corp., filed for bankruptcy last month. PlanMember Securities Corp., a broker-dealer that focuses on retirement plans for...
June 2, 2013 - Rank Firm Total assets ($M) Total accounts Discretionary assets ($M) Discretionary accounts Nondiscretionary assets ($M) Nondiscretionary accounts 1 Morgan Stanley $393,520.4 1,403,637 $210,223.0 569,193 $183,297.4 834,444 2 Merrill Lynch Pierce Fenner...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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