The Adviser Center

Tools for Transition

    As firms pull out of protocol agreement, wirehouse brokers show more interest in breaking away: execs

    Firms such as Dynasty Financial Partners and Raymond James have seen an uptick in engagement among wirehouse brokers.

    Raymond James, Stifel pick up wirehouse advisers

    KMS snags National Planning Corp. team, while Kestra adds retirement specialist team from Cadaret Grant.

    Morgan Stanley's aggressive move against former employee puts brokers on notice

    Wirehouse's pursuit of New Jersey broker through courts shows firm intends to enforce non-solicitation agreements, experts say.

    Make your move

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    &Wealth Partners

    Baltimore, MD

    1776 Wealth LLC

    Sandy Springs, GA

    5C Capital Management, LLC

    Woodcliff Lake, NJ

    5T Wealth

    Napa, CA

    Abacus Wealth Partners

    Santa Monica, CA

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    RIA Data Center

    1Financial Engines Advisors$138,000,000,000
    2Fisher Investments$71,789,691,574
    3Chevy Chase Trust Company$25,528,177,638
    4Edelman Financial Services, LLC$17,783,062,724
    5Aperio Group$15,619,552,133
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    Advisers on the Move

    Featured video

    INTV

    When can advisers expect an SEC fiduciary rule proposal and other regs this year?

    Managing editor Christina Nelson and senior reporter Mark Schoeff Jr. discuss regulations of consequence to financial advisers in 2018, and their likely timing.

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    Path to growth

    Latest news & opinion

    Cutting through the red tape of adviser regulation is tricky

    Don't expect a simple rollback of rules under the Trump administration in 2018 — instead, regulators are on pace to bolster financial adviser oversight.

    Bond investors have more to worry about than a government shutdown

    Inflation worries, international rates pushing Treasuries yields higher.

    State measures to prevent elder financial abuse gaining steam

    A growing number of states are looking to pass rules preventing exploitation of seniors.

    Morgan Stanley reports a loss of advisers after exiting the protocol for broker recruiting

    The firm said it lost 47 brokers in the fourth quarter, the most in any quarter of 2017.

    Morgan Stanley's wealth management fees climb to all-time high

    Improvement reflect firm's shift of more clients into fee-based accounts priced on asset levels, which boosts results as markets rise.

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