Cuna Mutual Group
This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment...
A new white paper from National Planning Corp.
Tools for Transition
The Advisor Group network of independent broker-dealers is among the largest in the United States. The four broker-dealers that comprise Advisor Group foster the spirit of entrepreneurship and independence that more than 6,000 advisors exemplify. Connect directly and anonymously with Advisor Group's four broker-dealers:
FSC Securities Corporation
Commonwealth Financial Network is the largest, privately held dually registered independent broker/dealer and investment adviser in the nation. Learn more about Commonwealth and explore opportunities here.
Pershing Advisor Solutions LLC is an affiliate of Pershing LLC and a leading custodian to independent registered investment advisors and dually registered advisors working in conjunction with many of Pershing LLC's introducing broker-dealer customers. Learn more about PAS' custodial offerings here.
SII Investments, Inc. (SII) is an independent broker/dealer celebrating 45 years of excellence as a financial services company. In an industry like financial planning where the only constant is change, SII remains focused on our commitment to enhancing your success as a financial advisor.
SII Investments was established in 1968 and is headquartered in Appleton Wisconsin. SII is an independent broker/dealer with over 500 producing reps, managing over $1.5 billion in assets, as of June 2011.
Investment Centers of America
National Planning Corporation
United Capital Financial Advisers, LLC (United Capital) http://joinunitedcapital.com/ is one of the fastest-growing and most innovative financial planning firms, with offices throughout the country. We have brought together some of the most talented and...
For financial advisors seeking greater control over their professional and personal lives, independence can open up a broad range of new opportunities and tangible benefits. LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:...
"Support and Teamwork with an Open Entrepenurial Culture" Upstream Investment Partners, LLC, is one of the fastest growing independent firms in the area. We promote an advisor-based culture, a client first mentality and an abundance of business models...
Wall Street Access Asset Management is the SEC-registered investment advisor affiliate of Wall Street Access. The business is comprised of a group of talented and experienced financial professionals who provide portfolio and fund management to high net...
THE Financial Services NETWORK was founded in 1984, as a study group of top advisors to exchange ideas and share best practices. This vision attracted other top producers who shared a common bond of excellence, and the desire to elevate their practices....