Cuna Mutual Group
This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment...
A new white paper from National Planning Corp.
Tools for Transition
The Advisor Group network of independent broker-dealers is among the largest in the United States. The four broker-dealers that comprise Advisor Group foster the spirit of entrepreneurship and independence that more than 6,000 advisors exemplify. Connect directly and anonymously with Advisor Group's four broker-dealers:
FSC Securities Corporation
Commonwealth Financial Network is the largest, privately held dually registered independent broker/dealer and investment adviser in the nation. Learn more about Commonwealth and explore opportunities here.
Pershing Advisor Solutions LLC is an affiliate of Pershing LLC and a leading custodian to independent registered investment advisors and dually registered advisors working in conjunction with many of Pershing LLC's introducing broker-dealer customers. Learn more about PAS' custodial offerings here.
NPC is a full-service Independent Broker-Dealer serving Financial Advisors nationwide. We are built on the strength of the powerful personal connections forged between our Advisors and our Home Office Associates. Your business is valued here and we appreciate the opportunity to earn it.
SII Investments, Inc.
Investment Centers of America
As a multi-location firm we offer what advisors need most – the resources to build strong practices, the ability to make their own decisions, but most of all, the freedom to act in the best interest of their clients. We believe it is possible to offer...
Cetera Financial Specialists LLC partners with tax and accounting professionals who are looking to, or have successfully integrated wealth management into their practices. Cetera Financial Specialists, a full-service broker-dealer, and Cetera Investment...
Recently honored as one of the Top 10 independent broker-dealers in the industry (Wealthmanagement.com March 2014), Girard has empowered advisors for nearly three decades to provide unbiased service and support to their clients. Here at Girard we build...
LPL Financial is one of the nation's leading financial service organizations and a publicly traded company under ticker symbol LPLA. Supporting more than 17,000 financial professionals, we enable the independent financial advisor to focus on their clients...
FSC Securities Corporation is part of one of America’s largest networks of independent advisors. We have approximately 1,200 advisors across the United States, with more than 500 office staff based in our Atlanta, GA headquarters and our sister locations....