Cuna Mutual Group
This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment...
A new white paper from National Planning Corp.
Tools for Transition
The Advisor Group network of independent broker-dealers is among the largest in the United States. The four broker-dealers that comprise Advisor Group foster the spirit of entrepreneurship and independence that more than 6,000 advisors exemplify. Connect directly and anonymously with Advisor Group's four broker-dealers:
FSC Securities Corporation
Commonwealth Financial Network is the largest, privately held dually registered independent broker/dealer and investment adviser in the nation. Learn more about Commonwealth and explore opportunities here.
Pershing Advisor Solutions LLC is an affiliate of Pershing LLC and a leading custodian to independent registered investment advisors and dually registered advisors working in conjunction with many of Pershing LLC's introducing broker-dealer customers. Learn more about PAS' custodial offerings here.
Investment Centers of America, Inc. (ICA) is one of the oldest independent broker-dealers in the country offering full investment services through financial institutions and independent offices. ICA has worked with financial advisors since 1985 and currently has more than 300 relationships in 28 states. ICA's extensive history of helping institutions and independent financial advisors build successful investment programs has been marked by progressive thinking and proactive response to ongoing changes in the industry.
SII Investments, Inc.
National Planning Corporation
Investmark has been serving the needs of high net worth individuals and business owners for nearly 30 years. We offer clients comprehensive guidance and coordination accross all areas affecting their financial well being. We offer experienced advisors...
As a "Boutique Style" quasi broker-dealer and Registered Investment Advisor in affiliation with a larger firm, we offer you the very best of both: the personal relationship with all the support you deserve and the resources necessary to be on the cutting...
THE Financial Services NETWORK was founded in 1984, as a study group of top advisors to exchange ideas and share best practices. This vision attracted other top producers who shared a common bond of excellence, and the desire to elevate their practices....
Cantella & Co., Inc. is a growing, Boston-based independent broker/dealer and SEC Registered Investment Advisor. Established in 1952 by Vincent Cantella, whose family founded the Prince Pasta Company in Boston's North End, we have a long history and...
The CONCERT family of companies are passionate about empowering Financial Advisors to focus on their clients. Our tightly integrated platform of best-in-class financial products, administrative support services, and productivity technologies offers unparalleled...