Cuna Mutual Group
This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment...
A new white paper from National Planning Corp.
Tools for Transition
The Advisor Group network of independent broker-dealers is among the largest in the United States. The four broker-dealers that comprise Advisor Group foster the spirit of entrepreneurship and independence that more than 6,000 advisors exemplify. Connect directly and anonymously with Advisor Group's four broker-dealers:
FSC Securities Corporation
Commonwealth Financial Network is the largest, privately held dually registered independent broker/dealer and investment adviser in the nation. Learn more about Commonwealth and explore opportunities here.
Pershing Advisor Solutions LLC is an affiliate of Pershing LLC and a leading custodian to independent registered investment advisors and dually registered advisors working in conjunction with many of Pershing LLC's introducing broker-dealer customers. Learn more about PAS' custodial offerings here.
SII Investments, Inc. (SII) is an independent broker/dealer celebrating 45 years of excellence as a financial services company. In an industry like financial planning where the only constant is change, SII remains focused on our commitment to enhancing your success as a financial advisor.
SII Investments was established in 1968 and is headquartered in Appleton Wisconsin. SII is an independent broker/dealer with over 500 producing reps, managing over $1.5 billion in assets, as of June 2011.
Investment Centers of America
National Planning Corporation
Artifex Financial Group is an independent RIA with offices in Dayton, Cincinnati and Columbus Ohio. We offer total wealth management including investment management, tax planning and preparation, comprehensive financial planning, estate planning and...
The retirement path is filled with financial peaks and valleys. Weâ€™re uniquely qualified to help our clients traverse them, thanks to our proactive and effective WealthGUIDE planning process. Itâ€™s our exclusive combination of assets that include:...
Szarka Financial has been serving individuals, retirees, both large and small businesses, and unions in the Greater Cleveland area since 1982. We differ from our competitors in many ways. Most importantly, we focus on financial planning â€“ not achieving...
Cetera is a family of broker-dealers providing award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, and innovative technology for more than 6,500 independent financial professionals...
Sequoia Financial Network is strategically focused on building a community of successful advisors who serve the financial and retirement needs of individuals and families. By leveraging the collective strengths of our advisors-and bridging the shared...