Tools for Transition

So you want to become an adviser? Don't overlook the little guys.

What prospective employers at small and mid-sized firms are looking for and why they need to hire you.

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Featured Companies

Girard Securities

San Diego, CA

Recently honored as one of the Top 10 independent broker-dealers in the industry (Wealthmanagement.com March 2014), Girard has empowered advisors for nearly three decades to provide unbiased service and support to their clients. Here at Girard we build...

Upstream Investment Partners

Lisle, IL

"Built-in marketing programs to provide new clients to all of our advisors " Upstream Investment Partners, LLC, is one of the fastest growing independent firms in the area. We promote an advisor-based culture, a client first mentality and an abundance...

Cooper McManus

Irvine, CA

At Cooper McManus we focus on Advisors who want to grow their practice in both fee-based and commissioned products. As a leader in the implementation of fee-based tools, we provide a "real world" perspective to our advisors. This includes tools to manage...

Cambridge Investment Research, Inc.

Fairfield, IA

Cambridge has a culture of true independence where you, the financial professional, control the journey. Your long-term success is defined by the value you deliver to your clients, and enduring success is often driven by making sure your business efforts...

Ivory Wealth Management

Essex, CT

We are an Independent/Hybrid firm committed to 100% client and employee satisfaction. We are client and community-centric and offer essentially all the bells and whistles of the wirehouse firms - without the dead weight or the shareholder driven focus....

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