Cuna Mutual Group
This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment...
A new white paper from National Planning Corp.
Tools for Transition
The Advisor Group network of independent broker-dealers is among the largest in the United States. The four broker-dealers that comprise Advisor Group foster the spirit of entrepreneurship and independence that more than 6,000 advisors exemplify. Connect directly and anonymously with Advisor Group's four broker-dealers:
FSC Securities Corporation
Commonwealth Financial Network is the largest, privately held dually registered independent broker/dealer and investment adviser in the nation. Learn more about Commonwealth and explore opportunities here.
Pershing Advisor Solutions LLC is an affiliate of Pershing LLC and a leading custodian to independent registered investment advisors and dually registered advisors working in conjunction with many of Pershing LLC's introducing broker-dealer customers. Learn more about PAS' custodial offerings here.
NPC is a full-service Independent Broker-Dealer serving Financial Advisors nationwide. We are built on the strength of the powerful personal connections forged between our Advisors and our Home Office Associates. Your business is valued here and we appreciate the opportunity to earn it.
SII Investments, Inc.
Investment Centers of America
Seeking a successor – a financial advisor in their 30’s to 40’s who has a desire to purchase a branch and book of business in the next 10 years. Financial Advisors – We offer a low pressure, stress-free environment without production minimums,...
Summit Brokerage Services, which has been ranked as the nation’s #1 Independent Boutique Broker-Dealer, has been serving the needs of an elite group of independent financial advisors for 20 years. While all independent firms offer similar products...
Gateway Financial Advisors is an independent firm that believes your interests always come first. We can help you become financially independent by enabling you to plan and control your financial future. Gateway Financial Advisors values true independent...
Capital Investment Companies is comprised of Capital Investment Group, Inc. and Capital Investment Brokerage, Inc., registered broker/dealers (Members FINRA/SIPC), and their affiliate RIAs, Capital Investment Counsel, Inc. and Capital Investment Advisory...
At Monarch Retirement Group, we specialize in working with both the corporate employee that is either transitioning to a new career or retiring, as well as high-net-worth individuals looking for a plan that includes personalized, risk-based portfolio...