Tools for Transition

5 Questions to consider when considering a change

If it is growing, are you growing steadily and efficiently? Is your current broker-dealer affiliation fostering this growth and translating your increased revenue into additional support? Does the math make sense?

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Featured Companies

Sammons Securities Co.

Ann Arbor, MI

Sammons Securities Company was established in 2001 and is headquartered in Ann Arbor Michigan. As an independent Broker/Dealer, Sammons Securities Company has more than 470 producing registered representatives and is managing over $4.3 billion in assets...

Prospera Financial Services Inc.

Dallas, TX

At Prospera, we understand that every advisor has a unique definition of success. That’s why our guiding principle is Success Your Way.™ It means financial advisors like you don’t work for Prospera. We work for you. It’s a unique business model...

Intrinsic Investors

Wauwatosa, WI

Intrinsic Investors, LLC is a Registered Investment Adviser whose advisors are affiliated with Commonwealth Financial Network®. Our investment practice is primarily advisory (fee based) in nature while providing full brokerage services through Commonwealth...

Concorde Investment Services

Troy, MI

Concorde embraces the entrepreneurial spirit. Whether it’s the broker/dealer, the RIA, the insurance agency, or trust services, Concorde financial professionals are entrepreneurs first. As a financial professional, your clients seek value from your...

Pershing Advisor Solutions LLC

Jersey City, NJ

At Pershing Advisor Solutions, our mission is to help large, growth-minded advisors maximize the value of their businesses—and excel at serving their sophisticated, high-net-worth clients. As the New Model Custodian, we have rebuilt our business from...

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