National Wealth Management
26 Columbia Turnpike Suite 105
Florham Park, NJ 7932
No. advisers: 2
|Financial planning clients||101-250|
|High-net-worth client assets||More than 75%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
May 29, 2019 - After Goldman Sachs' agreement this month to purchase United Capital for $750 million, "good vibrations" are spreading across the registered investment adviser industry. And why not? Since summer is almost here, it would be appropriate to cite the Beach...
December 28, 2018 - At the 2018 MarketCounsel Summit I was asked for the most important "breakthrough" moments for our firm. As we reach the end of the year, I believe we should reflect on the most important developments in the wealth management industry as a whole, and...
May 3, 2018 - On Monday, Financial Engines announced that it was being taken private by the respected private equity firm Hellman & Friedman for $3 billion in cash, a 30% premium over the pre-announcement closing price. Financial Engines will merge with Edelman Financial,...
April 19, 2017 - A two-person Buffalo, N.Y., team that managed $175 million in assets while affiliated with the Wells Fargo Advisors Financial Network (FiNet) has moved to HighTower. Thomas Volpini and Derek Bock, whose team was known as National Wealth Management at...
December 15, 2016 - Advisory firm Wealth Enhancement Group announced it's purchasing a $200 million wealth management firm, its third acquisition since being bought by private equity firm Lightyear Capital 18 months ago. In its latest push towards becoming a national wealth...
March 28, 2016 - Mercer Advisors, the parent of registered investment adviser Mercer Global Advisors, is merging with Kanaly Trust to create a more than $8 billion-asset firm. Both Mercer and Kanaly are owned by private equity firms. Genstar Capital-backed Mercer has...
December 3, 2015 - The past several months have been fascinating if you are an independent adviser. Three large transactions have been announced that offer some telling signals about where the industry is headed. To wit: â€¢ Lightyear Capital bought a majority position...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.