Triad

Triad

Share:

777 - 108th Ave. NE Suite 1800

Bellevue, WA 98004

(425) 455-4075

triadw.com

No. advisers: 5

AUM: $249,640,000

In the News

Hybrid managing $275 million switches to Triad Advisors

May 22, 2019 - Argent Bridge Advisors, a three-adviser hybrid firm with $275 million in assets, has switched broker-dealer and registered investment adviser platforms from Spire Securities to Triad Advisors. (More: See more adviser moves in InvestmentNews' Adviser on...

10 largest RIA aggregators focused on defined-contribution plans

May 18, 2019 - Firm Total D-C assets 
overseen by network advisers ($B) Number 
of D-C 
advisers* Primary 
contact Business 
model Captrust** $256 102 Rick Shoff Managing director Raleigh, N.C. (215) 499-3361 rick.shoff@captrust.com Acquisition RIA: Captrust...

Ladenburg looking at student loans, impact investing, health care for future fintech investments

May 17, 2019 - To help advisers at its subsidiary firms stay current with the socioeconomic trends shaping the future of the financial advice industry, Ladenburg Thalmann brought together 75 forward-thinking, growth-oriented advisers for its second Innovation Symposium...

2019 top independent broker-dealers ranked by revenue

April 24, 2019 - Firm 2018 revenue ($M) % change vs. 2017 2018 commission revenue ($M) % change vs. 2017 2018 fee revenue ($M) % change vs. 2017 2018 other revenue ($M) % change vs. 2017 1 LPL Financial LLC 5188.4 21.2 1919.7 14.9 1793.5 27.3 1475.2 22.8 2 Ameriprise...

Amplifying female advisers' strengths to drive growth

January 7, 2019 - In order to help female professionals build rewarding careers in the financial advice industry, leaders in our space should understand that the model for success for female advisers looks different in some key ways from what we have seen before. Over...

Wells Fargo loses $560 million advisory team to Raymond James IBD

November 12, 2018 - A team of six advisers managing $560 million in client assets is jumping from Wells Fargo to Raymond James' independent broker-dealer. Jackson Rhoades, Jan Schmeski, Mike Stockton, Steve Bettenhausen, David Matty and Logan Stone operate as Financial Services...

Wells Fargo Advisors loses $850 million hybrid RIA to Triad Advisors

November 2, 2018 - Triad Advisors, an independent broker-dealer in Ladenburg Thalmann Financial Services Inc.'s network, has nabbed an $850 million team from Wells Fargo Advisors. Stonebridge Financial Group, based in Wormleysburg, Pa., is headed by co-directors Brian McCarver,...

LPL and Independent Financial Partners lose $10 billion retirement group

October 18, 2018 - Retirement Benefits Group, a multibillion dollar advisory group focused on defined-contribution plans, is leaving LPL Financial and Independent Financial Partners early next year, according to a source familiar with the plans. RBG — which had $10 billion...

Ladenburg chairman Phillip Frost steps down

September 21, 2018 - Dr. Phillip Frost, who was charged this month with fraud, said Thursday evening that he was retiring as non-executive chairman of Ladenburg Thalmann Financial Services Inc. Dr. Frost and nine other individuals were charged Sept. 7 in a Securities and...

Chairman should leave Ladenburg Thalmann

September 20, 2018 - It's time for Dr. Phillip Frost to resign as non-executive chairman of Ladenburg Thalmann Financial Services Inc., the home of 4,300 retail brokers and financial advisers. The risk to Ladenburg Thalmann's reputation, as well as to the four independent...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

For comments or suggestions about the Adviser Center, please contact us.

Most watched

INTV

Young advisers envision a radically different business in five years

Fintech and sustainable investing are two factors being watched closely by some of the 2019 class of InvestmentNews' 40 Under 40.

INTV

Young professionals see lots of opportunity to reinvent the advice experience

Members of the 2019 InvestmentNews class of 40 Under 40 have strategies to overcome the challenges of being young in a mature industry.

Latest news & opinion

InvestmentNews' 2019 class of 40 Under 40

Our 40 Under 40 project, now in its sixth year, highlights young talent in the financial advice industry. These individuals illustrate the tremendous potential of those coming up in the profession. These stories will surprise, entertain, educate and inspire.

Galvin to propose fiduciary rule for Massachusetts brokers

The secretary of the commonwealth is proposing a fiduciary standard in response to an SEC investment-advice rule he views as too weak.

Summer reading recommendations from financial advisers

Here are some books that will keep you informed and entertained during summer's downtime

4 strategies for Roth conversions

There's never been a better time to do a Roth conversion, and here are several ways to go about it.

Cetera latest to be hit with data breach of personal information

Company is offering clients complimentary, two-year membership to an identity theft protection and credit monitoring service.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.