Main Street Financial

Main Street Financial


333 W. Wacker Drive Suite 2070

Chicago, IL 60606


No. advisers: 1

AUM: $267,917,687

In the News

Advisers resist SECURE Act provision to limit inherited IRAs

August 2, 2019 - Major retirement-savings legislation working its way through Congress mostly draws praise, but investment advisers are concerned that a provision in the bill that would limit inherited individual retirement accounts will hurt their clients. The Setting...

SEC's Reg BI strengthens investor protections

February 14, 2019 - Each day, America's financial advisers go to work in communities across the country to help their neighbors develop plans to save for retirement, send their kids to college, buy a house, or meet other financial and family goals. In this business, relationships...

CFP Board proposes to lessen stigma for one-time infractions

November 27, 2018 - The Certified Financial Planner Board of Standards Inc. isn't sparing the rod but does want to lessen its sting after a number of years. The organization that grants the CFP designation released a proposal Tuesday to reform its disciplinary process. One...

Be inspired by incredible advisers and firms' charitable efforts

September 27, 2018 - Five financial advisers and two firms won leadership awards for their charitable initiatives and corporate philanthropy on Thursday night at the 12th annual Invest in Others Awards. Presented by the Invest in Others Charitable Foundation, the awards program...

Stifel CEO Kruszewski named chairman of American Securities Association

September 12, 2018 - Ronald J. Kruszewski, chairman and chief executive of Stifel Financial Corp., was named chairman of the American Securities Association on Wednesday, helming a group that represents regional financial firms in Washington. Mr. Kruszewski will head a 16-member...

Finalists announced for 12th annual Invest in Others Awards

July 16, 2018 - Fifteen advisers and six companies have been named as finalists for the 12th annual Invest in Others Awards. The Invest in Others Charitable Foundation honors financial advisers and firms that have demonstrated commitment to their communities through...

Advisers' confidence in Trump soars after president's address to Congress

March 1, 2017 - President Donald Trump's address to a joint session of Congress on Tuesday made him look "more presidential" and boosted financial advisers' confidence in his performance, according to interviews with advisers and an InvestmentNews reader survey. After...

Financial advisers welcome demise of investment tax to fund health care law

February 2, 2017 - One aspect of the effort by congressional Republicans to scrap the health care reform law is being embraced by financial advisers — the demise of the investment tax that funds part of the program. The law imposes a 3.8% tax on net investment income,...

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