Schwab Advisor Services

Schwab Advisor Services

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Business head: Bernie Clark

No. clients: 7100

AUC: $1,136,500

advisorservices.schwab.com

In the News

The road to independence: Attracting and retaining clients

August 19, 2019 - After 15 years with one wirehouse and five years at another, Don Garman wrote a seven-figure check to release himself from an employment contract so he could start his own Registered Investment Advisor (RIA) firm, Mirador Capital Partners, in Pleasanton,...

Top clearing and custody firms for financial advisers

August 17, 2019 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2018 Contact Phone/email Pershing One Pershing Plaza, Jersey City, NJ 07339 (800) 445-4467 pershing.com 625 -4.40% Michael Row Chief relationship...

LPL follows the money

August 17, 2019 - Think of custodians and what names come to mind? Schwab, Fidelity, TD Ameritrade. What about LPL Financial? Sure, it is the country's largest independent broker-dealer, with more than 16,000 advisers, but it's not known as a custodian. And given that...

Going independent as a hybrid RIA

July 30, 2019 - Hybrid RIAs can maintain both a brokerage and advisory business - using their independence to create the future they imagine for themselves and their clients. Download this white paper to learn more. Schwab Advisor Services™ serves independent investment...

Branding tips for financial advisers looking to grow

July 15, 2019 - Financial advisers who seek to develop a growing and sustainable business should be deliberate about creating brands that resonate with the type of clients they're aiming to attract, industry experts said. "It's incredibly important that financial advisers...

Technology can help turn client conversations toward planning in next bear market

June 24, 2019 - Unless you've been living under a trading desk since the early 2000s, you've heard all about the shift in wealth management away from investments toward comprehensive financial planning.​ Investment management is commoditized. Advisers today have to...

Advisers investing in technology to prepare for possible recession, Schwab study finds

June 20, 2019 - Financial advisers are worried about a potential downturn or recession and to prepare for the storm they are investing in technology, according to the latest Independent Advisor Outlook Study from Charles Schwab Advisor Services. Two-thirds of the 924...

Betterment for Advisors debuts paperless ACATS system

June 17, 2019 - Betterment wants to remove more paperwork from the day-to-day lives of financial advisers. The digital advice company is making the Automated Customer Account Transfer Service, or ACATS, completely paperless for financial advisers using Betterment for...

Robo offers SRI portfolios supporting racial justice

June 6, 2019 - OpenInvest, a digital advice startup focused on impact investing, is putting a new spin on socially responsible investing by building portfolios consisting only of companies committed to racial justice, both in the workforce and among executive leadership....

Fidelity boosts technology integration for advisers

April 24, 2019 - Fidelity Institutional is expanding the roster of third-party technology available to advisers through its Wealthscape Integration Xchange, adding account aggregation tools from Addepar and client relationship management capabilities from Wealthbox. Its...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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