ALPha Financial Advisors
11325 N Community House Rd Suite #410
Charlotte, NC 28277-0524
No. advisers: 6
|Financial planning clients||101-250|
|High-net-worth client assets||Up to 50%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
February 8, 2019 - Financial advisers and accountants for people who live in high-tax states will be delivering a difficult message over the next few weeks: You'll pay more in taxes. The reason for the increase is a limit on the deduction for state and local taxes ushered...
March 9, 2018 - Most tax professionals will acknowledge that the eight weeks leading up to April 15 is the most exhausting time of year. But some financial advisers are still willing to jump into the grind of tax season because it represents a near-certain gateway to...
October 4, 2016 - Republican presidential nominee Donald Trump may pay a political price if he avoided paying taxes for nearly 20 years after declaring a nearly $1 billion loss in the mid-1990s, but investment advisers say he was following tax laws and being prudent. The...
April 28, 2016 - You won't see hordes of angry advisers picketing Charles Schwab & Co. offices in the wake of its decision to stop selling Class A shares. But it's another sign that the days of high-cost funds are numbered, and that the Department of Labor's new fiduciary...
October 26, 2015 - Fee-only investment advisers who support a pending Labor Department advice rule say they will step up their lobbying in order to project their voices amid the din of industry opposition. â€śWe are outspent and outgunned, but we have the moral high ground,â€ť...
October 23, 2015 - The decision by Rep. Paul Ryan, R-Wisc., to run for speaker of the House of Representatives has investment advisers hoping that he will help ease partisan tensions in Washington and bring an emphasis on deficit cutting to the powerful position. â€śIf...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.