Pathstone
No. advisers: 112
AUM: $8,534,379,588
Asset Breakdown
| Staff | |||
| Employees | 112 | ||
| Clients | |||
| High-net-worth individuals | 76-99% | ||
| Financial planning clients | 0 (None) | ||
| High-net-worth client assets | More than 75% | ||
| Compensation | |||
| Percentage of assets under management | Yes | ||
| Hourly charges | Yes | ||
| Subscription fees | No | ||
| Fixed fees | Yes | ||
| Commissions | No | ||
| Performance-based fees | Yes | ||
| Total AUM | Total Accounts | Avg. Account AUM | |
|---|---|---|---|
| Discretionary | $3,734,864,641 | 6,010 | $621,442 |
| Non-discretionary | 4799514947 | 2,324 | $2,065,196 |
| Total | $8,534,379,588 | 8,334 | $1,024,044 |
Success stories: Northeast
December 8, 2018 - Rank Firm Phone/website Total Discretionary Nondiscretionary Employees assets ($M) accounts assets ($M) accounts assets ($M) accounts 1 Silvercrest Asset Management Group 1330 Avenue Of The Americas, 38th Floor New York, NY 10019 (212) 649-0600 silvercrestgroup.com...
Largest fee-only RIAs
June 9, 2018 - Rank 2018 2018 Total Discretionary Nondiscretionary Firm Phone/website assets ($M) accounts assets ($M) accounts assets ($M) accounts Employees 1 Financial Engines Advisors 1050 Enterprise Way, Third Floor Sunnyvale, CA 94089 (408) 498-6000 financialengines.com...
The path to success_old
September 27, 2017 - Executives from Pathstone Family Office detail their rise to the top in a highly competitive market for ultra-high-net worth clients.
The path to success
May 23, 2017 - Executives from Pathstone Family Office detail their rise to the top in a highly competitive market for ultra-high-net-worth clients.
A multigenerational approach
May 18, 2017 - Learn how Pathstone bridged the gaps with generations of clients.
Convergent Wealth Advisors hit with $800K fine in fraud connected to death of CEO
December 20, 2016 - An RIA whose CEO apparently committed suicide two years ago was hit with an $800,000 fine Monday for fraud committed by the CEO. The Commodity Futures Trading Commission ordered Convergent Wealth Advisors to pay the $800,000 civil penalty in connection...
- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
