Wealth Management Solutions

Wealth Management Solutions

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300 North Pottstown Pike Suite 240

Exton, PA 19341

610-524-7031

wmsplan.com/

No. advisers: 5

AUM: $140,465,302

Asset Breakdown

Staff
Employees 5
Clients
High-net-worth individuals 26-50%
Financial planning clients 51-100
High-net-worth client assets Up to 75%
Compensation
Percentage of assets under management Yes
Hourly charges Yes
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $140,465,302 655 $214,451
Non-discretionary 0 0 $0
Total $140,465,302 655 $214,451

Advice industry reacts to Jud Bergman's death

October 4, 2019 - News that Envestnet CEO Jud Bergman died in a car accident Thursday along with his wife, Mary Miller, shook the financial advice industry. As the leader of the largest turnkey asset management platform and adviser technology provider, Mr. Bergman was...

Tech to help advisers plan for more years of healthcare costs in retirement

August 5, 2019 - Increasing lifespans mean consumers face more years of medical expenses in retirement. Add in the trends of rising healthcare costs and the burden of payment shifting to consumers from employers, and people need more help than ever managing money through...

Longevity planning will be a central mission for advisers of the future

July 22, 2019 - As people live longer, healthier lives, they will need more help managing their money through retirements — which likely will last longer, too. At a recent roundtable discussion hosted by InvestmentNews on the Future of Financial Advice, many industry...

Young leaders, take note of these three key qualities

June 22, 2019 - It's debatable whether a perfect definition of leadership exists. But one thing is not debatable. Leadership is hard. What's more, the challenges of being a leader can be amplified for young people who have limited experience to draw on when facing tough...

Envestnet acquires MoneyGuide for $500 million

March 14, 2019 - Envestnet is acquiring PIEtech, the technology company behind the MoneyGuide financial planning software, for a reported $500 million. The deal consists of $295 million in cash and 3.185 million shares of Envestnet common stock. Envestnet CEO Jud Bergman...

Advisor Group launching new paperless onboarding technology

November 13, 2018 - Advisor Group has new technology to equip the independent firms in its network — FSC Securities Corporation, Royal Alliance Associates, SagePoint Financial and Woodbury Financial — with digital client onboarding and account management. The firm says...

Advisor Group acquires Signator Investors and plans on folding it into Royal Alliance

June 21, 2018 - Advisor Group will acquire Signator Investors, a dually registered broker-dealer and investment adviser with more than 1,800 advisers overseeing approximately $50 billion in assets. Advisor Group said it plans on rolling Signator, which is owned by John...

Woodbury acquires Capital One's $10 billion adviser business

April 10, 2018 - Woodbury Financial Services, part of the Advisor Group, is buying Capital One Investing's $10 billion investment management and brokerage division. Capital One's advisers will join Woodbury's roster of affiliated independent advisers and get access to...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For comments or suggestions about the Adviser Center, please contact us.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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