Financial Advisory Services, LLC

Financial Advisory Services, LLC

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215 Baltimore Street

Hanover, PA 17331

717-633-6844

717-633-6844

No. advisers: 2

AUM: $131,052,214

Asset Breakdown

Staff
Employees 2
Clients
High-net-worth individuals 11-25%
Financial planning clients 251-500
High-net-worth client assets Up to 75%
Compensation
Percentage of assets under management Yes
Hourly charges No
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $131,052,214 640 $204,769
Non-discretionary 0 0 $0
Total $131,052,214 640 $204,769

Going independent as a hybrid RIA

July 30, 2019 - Hybrid RIAs can maintain both a brokerage and advisory business - using their independence to create the future they imagine for themselves and their clients. Download this white paper to learn more. Schwab Advisor Services™ serves independent investment...

Mitigating conflicts of interest in compensation

October 25, 2017 - Compensation is the most divisive issue in the financial advice industry. It is the subject of intense regulatory scrutiny and is widely used within the field to distinguish (and pit) one group of advisers versus another – those who receive level fees...

Advisory firms threatened by attrition as advisers retire or go independent: J.D. Power

June 30, 2016 - The ability of financial advisory firms to acquire and retain talent is becoming more difficult as many advisers are going independent and retiring. That's according to a financial adviser satisfaction study by J.D. Power released Thursday. “No doubt,...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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