Dakota Wealth, LLC

Dakota Wealth, LLC

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3001 Pga Boulevard Suite 102

Palm Beach Gardens, FL 33410

561-774-8029

dakotawm.com/

No. advisers: 20

AUM: $680,302,961

Asset Breakdown

Staff
Employees 20
Clients
High-net-worth individuals 26-50%
Financial planning clients 26-50
High-net-worth client assets More than 75%
Compensation
Percentage of assets under management Yes
Hourly charges Yes
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $680,302,961 603 $1,128,197
Non-discretionary 0 0 $0
Total $680,302,961 603 $1,128,197

Dakota Wealth Management to acquire Springside Partners

May 21, 2019 - Dakota Wealth Management, a Palm Beach Gardens, Fla.-based RIA managing $1 billion in assets, has agreed to acquire Springside Partners, a female-founded and operated registered investment adviser in Akron, Ohio, managing about $258 million in assets....

Focus Financial IPO falls short of expectations

July 26, 2018 - Focus Financial Partners' initial offering price of $33 was bid up by investors when the stock started trading Thursday afternoon. Despite the below-target offering price, the stock closed its first day of trading at $37.55, representing a 13.8% gain....

Advisers take a short-term view of trade skirmishes

June 29, 2018 - Heading into a week that includes the July Fourth celebration, it would be easy to overlook or ignore the impact of a potential trade war between the United States and several global trading partners. But savvy financial advisers are paying attention....

Serial RIA entrepreneur Peter Raimondi starts third firm

May 14, 2018 - Peter Raimondi, who has founded and sold two registered investment advisory firms, has launched his third, Dakota Wealth Management. Based in Palm Beach Gardens, Fla., the firm starts off with $600 million in assets, it said in a release. Joining Mr....

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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