Pinnacle Advisory Group, Inc.
6345 Woodside Court Suite 100
Columbia, MD 21046
No. advisers: 50
|Financial planning clients||More than 500|
|High-net-worth client assets||Up to 75%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
October 24, 2019 - It's fair to say that TD Ameritrade executive Skip Schweiss knew his election as president-elect of the Financial Planning Association was a bit unorthodox. But he might not have anticipated such vocal pushback from one of the planning industry's loudest...
October 22, 2019 - Last week in New York City, former Electronic Transaction Clearing executives hosted a party to launch their latest venture: Velox Clearing. Velox is a custody and clearing firm targeting registered investment advisers, small to midsize brokers and hedge...
October 10, 2019 - Strong negative reaction to a prominent investment adviser's offensive remarks at an industry conference earlier this week could signal a change in what kind of language and atmosphere will be tolerated at such gatherings. Ken Fisher, founder of Fisher...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.