Round Table Wealth Management

Round Table Wealth Management

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241 North Avenue W Suite 300

Westfield, NJ 7090

908-789-7310

roundtablewealth.com

No. advisers: 18

AUM: $1,022,772,143

Asset Breakdown

Staff
Employees 18
Clients
High-net-worth individuals 76-99%
Financial planning clients N/A
High-net-worth client assets More than 75%
Compensation
Percentage of assets under management Yes
Hourly charges Yes
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees Yes
Total AUM Total Accounts Avg. Account AUM
Discretionary $878,301,374 743 $1,182,101
Non-discretionary 144470769 50 $2,889,415
Total $1,022,772,143 793 $1,289,751

Scottrade acquisition could be a boon to TD Ameritrade RIAs

October 24, 2016 - TD Ameritrade Holding Corp.'s $4 billion deal to buy Scottrade Financial Services Inc. may be a boon for the registered investment advisers in TD's network. The deal, announced Monday, adds about 800 RIAs, according to Tom Nally, the president of TD Ameritrade...

Financial-advice firms see record 2015 earnings yet slowest growth since crisis, study shows

September 13, 2016 - Independent financial-advice firms produced record earnings last year, but their growth rate dropped off the most since the financial crisis, according to an annual benchmarking study by InvestmentNews research. Revenue rose to a record $3.89 million...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

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*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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