Wealth Management Group
220 Beiser Blvd
Dover, DE 19904
No. advisers: 6
|Financial planning clients||1-10|
|High-net-worth client assets||Up to 75%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
September 5, 2019 - Time is running out to get the biggest tax break from opportunity zones, but there's one snag for financial advisers: They don't see a lot of compelling investment options for clients. "The deals haven't worked out to be that great," said Leon LaBrecque,...
September 3, 2019 - Chuck Cooper, who managed $300 million as part of a team at Wells Fargo Advisors in Lee's Summit, Mo., has formed a hybrid firm called StrongBox Wealth. [More:â€‹ See more adviser moves in InvestmentNews' Advisers on the Move database.] Joining him at...
August 14, 2019 - Mercer Global Advisors, a Denver, Colo.-based national registered investment adviser, has acquired Regent Wealth Management Group, an RIA firm managing $300 million based in Woodbridge, Conn. (More: Consider diversity when it comes to mergers and acquisitions)...
August 14, 2019 - Cetera Financial Group is having a banner year in attracting new advisers to its platform, with recruits ranging in experience and production from sophisticated wealth managers to those relatively new to the financial advice industry. Cetera, a network...
July 31, 2019 - The CFP Board recently delayed enforcement of the elevated advice requirement for its designation until next June. It can use the extra time to bolster its ability to give the new standard sharper teeth. Under the new rule, the approximately 85,000 CFP...
July 1, 2019 - The purpose of Wall Street is to chase, create and sniff out profits. By its nature, the Street will always move to where the money goes. In the financial advice industry, money and margins are moving slowly and inexorably away from the bank-owned wirehouses...
June 22, 2019 - 40 Under 40 alumni at the Future of Our Business event in New York in May shared their predictions about the future of financial advice over the next three to five years. Grant Webster, lead adviser, Dowling and Yahnke, Class of 2019 "The average age...
June 19, 2019 - Gifting stock to friends and family members can be tricky â€” there are several ways investors can get tripped up and make a poor decision from a tax standpoint. Below are some considerations for financial advisers to ensure their clients are gifting...
June 3, 2019 - A team of All-Star financial advisers who manage $17 billion in assets for wealthy clients has bolted from First Republic Bank's elite wealth management group to set up two RIAs in California. The advisers â€” David Hou, Mark Sear, Robert Skinner and...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.