Asset Strategies, Inc.
80 West Avon Rd.
Avon, CT 6001
No. advisers: 10
|Financial planning clients||11-25|
|High-net-worth client assets||Up to 75%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
June 20, 2019 - ItÂ’s getting harder for investors to find consistent returns in this slowing global economy. Well-designed multi-asset strategies Â– and the right manager Â– can help investors stay in the market and take the right risks at the right time.
June 10, 2019 - Time-strapped advisors tell us theyÂ’d like to spend more time with their clients Â– and building their business. HereÂ’s how multi-asset strategies can help.
May 28, 2019 - Achieving a consistent return today means investors must take on extra risk and develop a more complex portfolio. In this environment, learn why multi-asset strategies are the go-to solution with our new guide for advisors.
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.