Asset Strategies, Inc.

Asset Strategies, Inc.

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80 West Avon Rd.

Avon, CT 6001

860-673-5500

assetstrats.com

No. advisers: 10

AUM: $119,887,177

Asset Breakdown

Staff
Employees 10
Clients
High-net-worth individuals 26-50%
Financial planning clients 11-25
High-net-worth client assets Up to 75%
Compensation
Percentage of assets under management Yes
Hourly charges Yes
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $114,011,363 130 $877,010
Non-discretionary 5875814 8 $734,477
Total $119,887,177 138 $868,748

How Multi-Asset Strategies Deliver

June 20, 2019 - It’s getting harder for investors to find consistent returns in this slowing global economy. Well-designed multi-asset strategies – and the right manager – can help investors stay in the market and take the right risks at the right time.

3 Ways Multi-Asset Helps Build Your Business

June 10, 2019 - Time-strapped advisors tell us they’d like to spend more time with their clients – and building their business. Here’s how multi-asset strategies can help.

The Guide to Multi-Asset Strategies

May 28, 2019 - Achieving a consistent return today means investors must take on extra risk and develop a more complex portfolio. In this environment, learn why multi-asset strategies are the go-to solution with our new guide for advisors.

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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