Securities America Inc.
A subsidiary of Ladenburg Thalmann Financial Services Inc.
12325 Port Grace Blvd.
La Vista, NE 68128
Clearing firm: National Financial Services LLC, Pershing LLC
No. advisers: 2,506
No. franchises: 1,724
Year founded: 1984
Year end: Dec. 31
No. of retail offices: 2,506
Recruitment & Staffing
|No. of reps||2,506||2,209||2,078|
|No. of producing reps||2,506||2,209||2,078|
|No. of reps producing $100K-$499K /year||912||832||840|
|Total revenues: Other||$57,525,000||$58,500,000||$59,400,000|
|Total account assets||$66,000,000,000||$57,800,000,000||$56,600,000,000|
|Total account assets: Other||$39,700,000,000||$35,500,000,000||$35,200,000,000|
|Average assets per rep||$29,877,773||$27,815,207||$27,717,924|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||Easy access to important client information|
April 10, 2018 - Yet another broker-dealer is taking a stab at working with bank brokers, as Woodbury Financial Services on Tuesday said it had acquired $10 billion in brokerage and advisory assets from Capital One Financial Corp. The deal, terms of which were not disclosed,...
April 6, 2018 - The Securities and Exchange Commission has settled with PNC Investments, Securities America Advisors Inc., and Geneos Wealth Management Inc., over charges that the three breached their fiduciary duties to clients and generated millions of dollars of improper...
March 12, 2018 - Even good people make bad decisions. The client who invests $8,000 in a late night TV real estate scam; quits a lucrative career to join in an ill-advised business venture; or has an out-of-control spending habit. When fueled by emotion or bad advice,...
March 7, 2018 - A Super Office of Supervisory Jurisdiction and two independent financial services firms, which collectively manage $719 million in assets, have affiliated with Securities America Inc. The three are the Gandet Group, of Manahawkin, N.J.; Vizionary Wealth...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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