Schwab Advisor Services
Business head: Bernie Clark
No. clients: 7100
In the News
August 14, 2017 - The key threats advisers are seeing right now seem to change daily. Michelle Thetford of Schwab Advisor Services explains how to protect yourself and your clients.
August 7, 2017 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2016 Contact Phone/email Pershing (800) 445-4467 714* -3.90% Michael Row (800) 445-4467 One Pershing Plaza, Jersey City, NJ 07399 pershing.com/who-we-serve/broker-dealers...
August 7, 2017 - The nation's largest custodians are racing to align with â€” and in some cases, buy â€” the strongest fintech available, as each of the major players seeks to win over advisers by providing the ultimate technology platform. "One of the biggest challenges...
August 7, 2017 - As TD Ameritrade Holding Corp. closes in on its September acquisition of Scottrade Financial Services, some competitor custodians have been quietly watching, waiting and rolling out the red carpet to Scottrade advisers who might choose to leave in the...
July 31, 2017 - For years the Registered Investment Advisor (RIA) model has been growing in prominence. And now forces are converging to fundamentally transform financial advising in the model's favor. Investors are demanding more from the companies they work with. Traditional...
July 14, 2017 - Independent advisers have a distinct advantage when it comes to acquiring new clients, according to Schwab's latest RIA Benchmarking Study. Jon Beatty, senior vice president at Schwab Advisor Services, discusses the findings.
July 11, 2017 - Matthew Celenza and his team, who managed $1 billion at the Beverly Hills, California, office of Merrill Lynch, have formed Boulevard Family Wealth. The firm, which describes itself as a multifamily office, will custody assets through Schwab Advisor Services...
June 13, 2017 - Financial advisers are doing more for clients without increasing the fees they charge, hoping to keep clients content and not tempted to seek out cheaper advice from competitors, including robo-advice firms. About 44% of advisers said they are providing...
April 17, 2017 - Next Capital Management, a 13-person registered investment advisory firm in New York managing $750 million in assets, has joined Dynasty Financial Partners. The firm, which was founded in 1999, is led by Andrew Hart, who formerly oversaw a team at the...
April 13, 2017 - When it comes to client prospecting, entrepreneurs are emerging as among the most sought-after niches, which might have something to do with the fact most financial advisers are themselves entrepreneurs. "Entrepreneurs may or may not be wealthier than...
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Top advisers understand that they need to work outside the box and focus on generational reach. Susan Kay of MFS Fund Distributors, Inc. explains.
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