TD Ameritrade Institutional

TD Ameritrade Institutional

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Business head: Thomas Nally

No. clients: 5000

Min. assets:

tdainstitutional.com

In the News

Anticipating delay to DOL fiduciary rule, broker-dealers and RIAs change course

August 16, 2017 - Broker-dealers and registered investment advisers are pivoting in the wake of news that the Department of Labor is likely to get a lengthy delay in the implementation date of its fiduciary rule. While strategies and mechanisms put in place thus far will...

Average age of advisers is falling — and so is their pay

August 9, 2017 - Financial advisers are finally getting a little younger, but many are earning less, too, according to a new survey of advisers. The median age of a financial adviser has dropped to 47 from 50 just two years ago, the TD Ameritrade Institutional survey...

Top clearing and custody firms for financial advisers

August 7, 2017 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2016 Contact Phone/email Pershing (800) 445-4467 714* -3.90% Michael Row (800) 445-4467 One Pershing Plaza, Jersey City, NJ 07399 pershing.com/who-we-serve/broker-dealers...

Custodians are charting fintech's future

August 7, 2017 - The nation's largest custodians are racing to align with — and in some cases, buy — the strongest fintech available, as each of the major players seeks to win over advisers by providing the ultimate technology platform. "One of the biggest challenges...

Scottrade advisers test custodial waters

August 7, 2017 - As TD Ameritrade Holding Corp. closes in on its September acquisition of Scottrade Financial Services, some competitor custodians have been quietly watching, waiting and rolling out the red carpet to Scottrade advisers who might choose to leave in the...

RIAs less optimistic about economy and stock market

August 1, 2017 - ​ After reaching new highs at the start of the year, optimism about the economy and the stock market has slipped among registered investment advisers, according to a mid-year survey of RIA sentiment from TD Ameritrade Institutional. Sixty percent of...

Fifteen advisers, six firms named finalists by charitable foundation

July 20, 2017 - Fifteen advisers and six companies have been named as finalists for this year's Invest in Others Awards. The awards, presented annually for the past 10 years by The Invest in Others Charitable Foundation to acknowledge outstanding volunteer work by financial...

The First 90 Days:

June 27, 2017 - For newly created Registered Investment Advisor (RIA) firms, the first 90 days after launch can be both exhilarating and daunting in equal measure. On the one hand, firms get their first taste of independence as they begin to shape a new enterprise and...

The First Steps:

June 21, 2017 - Registered Investment Advisor (RIA) firms often are born from inspiring goals: to pursue greater personal independence, to forge stronger client partnerships, or perhaps to build a successful enterprise. Those making the leap to independence must consider...

Thinking about M&A? Keep these three issues in mind

June 20, 2017 - Mergers and acquisitions have the potential to accelerate the growth and profitability of financial advisory firms if they're properly planned and executed. To improve their likelihood of success, advisers need to ask some tough questions up front of...

    Notes
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  • N/D = Not disclosed
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Latest news & opinion

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