Business head: Alan M Markarian
No. clients: 230
Min. assets: $100,000
In the News
January 12, 2018 - If you have watched the market in the past 12 months or so, you may have noted a paucity of panic. A minimum of meltdowns. A deficit of drawdowns. And that brings us to today's topic: Is that worrisome? If so, is there a rational way to reduce upcoming...
September 6, 2017 - In the normal course of a bull market, investors push up shares of big, stable companies. As those prices get steeper, they send mid-cap stocks soaring and then, before you know it, a small-cap ant farm supplier is the top-performing stock of the year....
August 24, 2017 - The deregulation winds blowing through Washington could add $27 billion of gross profit at the six largest U.S. banks, lifting their annual pretax income by about 20 percent. JPMorgan Chase & Co. and Morgan Stanley would benefit most from changes to post-crisis...
August 7, 2017 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2016 Contact Phone/email Pershing (800) 445-4467 714* -3.90% Michael Row (800) 445-4467 One Pershing Plaza, Jersey City, NJ 07399 pershing.com/who-we-serve/broker-dealers...
July 27, 2017 - Fidelity Custody & Clearing Solutions is expanding access to loans for the roughly 6 million investors working with Fidelity through more than 3,500 registered investment advisers, broker-dealers and family offices. Through a new partnership with Goldman...
- N/A = Not available
- N/D = Not disclosed
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Commission accounts could be preferable for some clients, and advisers could be incentivized to move from employee broker-dealers to independent channels.
Latest news & opinion
Firm to merge U.S., global wealth management units on Feb. 1
Twelve funds now can be traded after-hours, but the list will grow, company says.
Don't expect a simple rollback of rules under the Trump administration in 2018 — instead, regulators are on pace to bolster financial adviser oversight.
Inflation worries, international rates pushing Treasuries yields higher.
A growing number of states are looking to pass rules preventing exploitation of seniors.