RBC Advisor Services

RBC Advisor Services

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Business head: Catie Tobin

No. clients: 96

AUC: $13,550

Min. assets: $50,000,000

rbc-as.com

In the News

2016 custodians and clearing firms ranking

August 11, 2016 - Clearing Firms listed by number of broker-dealer clients Firm Website # of clients % change vs. 2015 Contact Phone Email Pershing LLC www.pershing.com/who-we-serve/broker-dealers 743 -3.80% Michael Row (800) 445-4467 pershing.com/contact/ RBC Correspondent...

Custodians try to entice breakaways with substantial perks

August 9, 2015 - As larger teams move into the registered investment adviser channel, the major custodians are getting more creative and adding some sweeteners to entice big breakaway outfits. Looking to differentiate themselves by more than just their ability to hold...

Custodians and clearing firms ranked by number of clients

August 9, 2015 - Custodians ranked by number of RIA custody clients Firm Website Head of RIA custody business 2015 # of clients % change vs. 2014 Assets under custody ($M) % change vs. 2014 Minimum assets of advisers Schwab Advisor Services http://www.advisorservices.schwab.com...

Scottrade retools custodial platform as it works to bolster its numbers

October 2, 2014 - Scottrade Advisor Services, which has struggled with dwindling numbers of advisers on its platform, is working to stop the bleeding by attracting new RIAs, upgrading its technology and improving the experience for its existing advisers. While Scottrade...

Custodians ranked by number of RIA custody clients

August 13, 2014 - Firm Address City, State Zip Phone Website Head of RIA custody business 2014 # of clients % change vs. 2013 2014 assets under custody % change Minimum assets of advisers Schwab Advisor Services 211 Main St. San Francisco, CA 94105 (877) 687-4085 www.advisorservices.schwab.com...

Wirehouse breakaway market seen thawing

February 5, 2014 - Until last month, Timothy B. Kneen and Clayton E. Hartman were locked in what some might consider a textbook example of “golden handcuffs.” The longtime brokers still owed their employer, UBS Wealth Management Americas Inc., forgivable loans that...

Top RBC exec exits

January 9, 2014 - Craig Gordon, the No. 2 executive at RBC Correspondent Services since 2008, has left the clearing firm, according to RBC spokeswoman Jonell Lundquist. Mr. Gordon, who also was a senior executive at RBC Advisor Services, the custodian for independent advisory...

Custodians

August 11, 2013 - Firm Phone/website Head of RIA custody business # of clients % change vs. 2012 Assets under custody ($M) % change vs. 2012 Minimum assets of advisers 1 Schwab Advisor Services (877) 687-4085 schwabadvisorcenter.com Bernie Clark, Executive vice president...

    Notes
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  • N/D = Not disclosed
  • — = Information not available or not disclosed

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