AXA Advisors LLC
A subsidiary of AXA Financial Inc.
1290 Sixth Ave.
New York, NY 10104
Clearing firm: LPL Financial
No. advisers: 4,765
Year founded: 1999
Year end: Dec. 31
No. of retail offices: 43
Recruitment & Staffing
|No. of reps||4,765||4,743||4,854|
|No. of producing reps||4,375||4,376||4,519|
|No. of reps producing $100K-$499K /year||1,474||1,485||1,484|
|Total revenues: Other||$31,834,793||$29,800,000||$27,600,000|
|Total account assets||$119,818,000,000||$110,671,000,000||$111,901,000,000|
|Total account assets: Other||$101,241,000,000||$94,076,000,000||$95,819,000,000|
|Average assets per rep||$25,145,435||$23,333,544||$23,053,358|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||Awareness and marketing|
August 4, 2017 - Technology affects the way we communicate and build relations with our clients. Interacting with clients regularly and gaining their trust and loyalty are important. I have a degree in computer engineering, but pursued a career in wealth management. I...
January 17, 2014 - Holding company IBD subsidiary 2013 2012 % change LPL Financial Holdings Inc. LPL Financial LLC 13,553 13,155 3.0% Ameriprise Financial Ameriprise Financial Services Inc. 7,526 7,449 1.0% Cetera Financial Group Cetera Advisor Networks, Cetera Financial...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
With rapid asset growth from high-net-worth investors, how is industry momentum accelerating growth for independent advisers. Schwab's Walt Bettinger explains what's ahead.
Sponsored by Prudential
Latest news & opinion
Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'
Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.
Tax reform legislation expected to have more of a challenge in upper chamber.
The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.
Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.