AXA Advisors LLC
A subsidiary of AXA Financial Inc.
1290 Sixth Ave.
New York, NY 10104
Clearing firm: LPL Financial
No. advisers: 4,765
Year founded: 1999
Year end: Dec. 31
No. of retail offices: 43
Recruitment & Staffing
|No. of reps||4,765||4,743||4,854|
|No. of producing reps||4,375||4,376||4,519|
|No. of reps producing $100K-$499K /year||1,474||1,485||1,484|
|Total revenues: Other||$31,834,793||$29,800,000||$27,600,000|
|Total account assets||$119,818,000,000||$110,671,000,000||$111,901,000,000|
|Total account assets: Other||$101,241,000,000||$94,076,000,000||$95,819,000,000|
|Average assets per rep||$25,145,435||$23,333,544||$23,053,358|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||Awareness and marketing|
January 17, 2014 - Holding company IBD subsidiary 2013 2012 % change LPL Financial Holdings Inc. LPL Financial LLC 13,553 13,155 3.0% Ameriprise Financial Ameriprise Financial Services Inc. 7,526 7,449 1.0% Cetera Financial Group Cetera Advisor Networks, Cetera Financial...
August 11, 2013 - Firm Clearing firm(s) used 2012 total revenue ($M) 1 LPL Financial LLC Self-clearing $3,582.7 2 Ameriprise Financial Services Inc. Self-clearing $2,910.0 3 Raymond James Financial Services Inc. Self-clearing $1,208.1 4 Lincoln Financial Network National...
July 14, 2013 - Financial advisers are doing more on craigslist than selling their SUVs and buying secondhand furniture. Many are using the online sales portal to recruit other advisers and fill other positions at their firms. Recruiter Tamika Winston said the leads...
July 9, 2013 - Financial advisers are doing more on craigslist than just selling their SUVs and buying secondhand furniture. Many are using the online sales portal to recruit other advisers and to fill other positions within their businesses. Recruiter Tamika Winston...
June 2, 2013 - Rank Firm Total assets ($M) Total accounts Discretionary assets ($M) Discretionary accounts Nondiscretionary assets ($M) Nondiscretionary accounts 1 Morgan Stanley $393,520.4 1,403,637 $210,223.0 569,193 $183,297.4 834,444 2 Merrill Lynch Pierce Fenner...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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Voya Financial Inc. has a board of directors that is 40% female, and the emphasis on diversity and inclusion carries through to the firm's advisory business, says Tom Halloran, president of Voya Financial Advisors.
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