AXA Advisors LLC
A subsidiary of AXA Financial Inc.
1290 Sixth Ave.
New York, NY 10104
Clearing firm: LPL Financial
No. advisers: 4,712
No. franchises: 40
Year founded: 1999
Year end: Dec. 31
No. of retail offices: 40
Recruitment & Staffing
|No. of reps||4,712||4,765||4,743|
|No. of producing reps||4,326||4,375||4,376|
|No. of reps producing $100K-$499K /year||1,492||1,474||1,485|
|Total revenues: Other||$35,112,648||$31,834,793||$29,800,000|
|Total account assets||$136,600,420,000||$119,818,000,000||$110,671,000,000|
|Total account assets: Other||$112,851,800,000||$101,241,000,000||$94,076,000,000|
|Average assets per rep||$28,989,902||$25,145,435||$23,333,544|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||Awareness and marketing|
May 30, 2018 - A former AXA Advisors broker in Scottsdale, Ariz., has been indicted on charges that he stole $475,000 from three of his clients' retirement accounts, according to a statement by the state attorney general's office reported by azcentral.com. Howard Price...
April 21, 2018 - Firm 2017 % revenue ($M) % change vs. 2016 2017 commission revenue ($M) % change vs. 2016 2017 fee revenue ($M) % change vs. 2016 2017 other revenue ($M) % change vs. 2016 1 LPL Financial $4,281.50 5.70% $1,670.80 -3.80% $1,409.20 9.30% $1,201.40 17.50%...
January 26, 2018 - The No. 2 executive at AXA Advisors, vice chairwoman Christine Nigro, will leave the firm in the middle of the year to pursue other opportunities, according to a memo issued this month by the firm's chairman, David Karr. A 2017 InvestmentNews Women to...
August 24, 2017 - John P. Correnti, a former registered representative at AXA Advisors, has been barred by Finra for failing to provide testimony and documents connected with an investigation into possible rule violations. According to the Financial Industry Regulatory...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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