Wealth Management Group
220 Beiser Blvd
Dover, DE 19904
No. advisers: 7
|Financial planning clients||N/A|
|High-net-worth client assets||Up to 75%|
|Percentage of assets under management||Yes|
|Total AUM||Total Accounts||Avg. Account AUM|
March 22, 2017 - Five advisers who collectively manage $250 million in assets have joined forces to create an independent firm, The Strategic Wealth Management Group, based in Mansfield, Ohio. Three of the principals â€” Jeremy Swank, Rob Hassman and Greg Kibler â€” most...
March 16, 2017 - Our fourth annual 40 Under 40 project is under way, and we need your help to uncover top young talent in financial advice. InvestmentNews' goal each year is to find the stories that inspire the industry and illuminate its clearest path to future success,...
January 31, 2017 - First Republic Bank's wealth management group has started 2017 with a bang, recruiting in January two sizable groups of Merrill Lynch advisers with $1.8 billion in client assets. On January 20, First Republic said five Merrill advisers in New York had...
December 20, 2016 - Philanthropy that delivers lasting results is as important as ever to affluent clients â€” especially here in the U.S. What's changing, however, are the tools, trends and strategies wealthy philanthropists are using to build sustainable charitable legacies....
December 2, 2016 - Morgan Stanley Smith Barney was fined $1.5 million on Thursday by the Financial Industry Regulatory Authority Inc. for technical failures, including a broken online link that prevented customers from accessing fund prospectuses. For several years prior...
November 21, 2016 - A team of financial advisers managing $1.7 billion in client assets has joined Noyes' wealth management group from Wells Fargo Advisors. Cooke Financial Group, led by advisers John Chris Cooke (who goes by his middle name) and Brian F. Cooke, is based...
November 16, 2016 - The key to helping clients understand and embrace adding exposure to alternative investments is talking plainly and breaking the strategies down to simple terms, according to a panelists speaking Wednesday in Miami at InvestmentNews' Alternative Investments...
November 9, 2016 - As the U.S. begins to digest Donald Trump's presidential-election upset win over Hillary Clinton on Tuesday, all eyes turn now to how the president-elect will govern and what policies he may or may not be able to push through upon taking office. Mr. Trump...
November 2, 2016 - A team of five financial advisers with $500 million of assets has left Wells Fargo & Co. for RBC Wealth Management. Heide Wealth Management Group will operate from the brokerage firm's Orland Park, Ill., branch, according to a statement Wednesday from...
October 30, 2016 - The U.S. election poses a giant question mark for advisers. Aside from the prospect of Democratic nominee Hillary Clinton or Republican standard-bearer Donald Trump winning the White House in November and bringing with them their wildly divergent tax...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.