Securities Management and Research
A subsidiary of One Financial, Inc
4201 42nd Street NE, Suite 100
Cedar Rapids, IA 52402
Clearing firm: National Financial Services LLC
No. advisers: 173
No. franchises: 201
Year founded: 1964
Year end: Dec. 15
Recruitment & Staffing
|No. of reps||173||—||214|
|No. of producing reps||—||—||—|
|No. of reps producing $100K-$499K /year||—||—||—|
|Total revenues: Other||—||—||$875,031|
|Total account assets||—||—||$391,000,000|
|Total account assets: Other||—||—||$359,000,000|
|Average assets per rep||—||—||$1,844,340|
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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