A subsidiary of INTL FC Stone
2 Perimeter Park South 500 West
Birmingham, AL 35209
Year founded: 2002
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||—||575||650|
|No. of producing reps||—||—||—|
|No. of reps producing $100K-$499K /year||—||—||—|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||—|
May 9, 2019 - SB Wealth, a hybrid adviser managing $200 million in assets in San Clemente, Calif., has affiliated with SA Stone, which is based in Birmingham, Ala. (More: See more adviser moves in InvestmentNews' Adviser on the Move database.) The hybrid will use SA...
June 6, 2018 - Securities regulators have started to hit brokers and advisers who sold Woodbridge promissory notes with a variety of disciplinary actions, including fines, suspensions and disbarment. In December, The Woodbridge Group of Companies and its founder, Robert...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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