The Strategic Financial Alliance Inc.
A subsidiary of SFA Holdings Inc.
2200 Century Parkway
Atlanta, GA 30345
Clearing firm: Charles Schwab, Fidelity Clearing and Custody Solutions, Pershing LLC, TD Ameritrade
No. advisers: 150
No. franchises: 62
Year founded: 2003
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||150||178||175|
|No. of producing reps||—||125||125|
|No. of reps producing $100K-$499K /year||—||55||52|
|Total revenues: Other||—||$5,360,838||$4,826,869|
|Total account assets||—||$4,908,288,000||$4,646,400,000|
|Total account assets: Other||—||$3,100,000,000||$2,652,400,000|
|Average assets per rep||0||$27,574,652||$26,550,857|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
August 13, 2018 - In recent years, retail alternative investment products, along with the companies that package them, have come under siege from regulators, investors, the press and even some advisers. None of this is a secret, and, quite frankly, some of the criticism...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
September 14, 2015 - Successful independent advisers never rest on their laurels. They are always seeking out new ways to better serve their clients and achieve their long-term strategic goals. Their efforts may be as simple as investing in new office space or ramping up...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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