The Strategic Financial Alliance Inc.
A subsidiary of SFA Holdings Inc.
2200 Century Parkway
Atlanta, GA 30345
Clearing firm: Charles Schwab, Fidelity Clearing and Custody Solutions, Pershing LLC, TD Ameritrade
No. advisers: 150
No. franchises: 62
Year founded: 2003
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||150||178||175|
|No. of producing reps||—||125||125|
|No. of reps producing $100K-$499K /year||—||55||52|
|Total revenues: Other||—||$5,360,838||$4,826,869|
|Total account assets||—||$4,908,288,000||$4,646,400,000|
|Total account assets: Other||—||$3,100,000,000||$2,652,400,000|
|Average assets per rep||0||$27,574,652||$26,550,857|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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