Hilltop Securities Independent Network Inc.
A subsidiary of Hilltop Holdings Inc.
1201 Elm St.
Dallas, TX 75270
Year founded: 1972
Year end: June 30
In the News
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
April 4, 2016 - Former broker David Randall Lockey was charged by the Financial Industry Regulatory Authority Inc. with profiting from the improper trading of customer accounts for almost two years. Mr. Lockey â€œengaged in unsuitable short-term trading and switching...
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