Cadaret, Grant & Co. Inc.

Cadaret, Grant & Co. Inc.

A subsidiary of AWS 4, Inc.

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One Lincoln Center

Syracuse, NY 13202

(800) 288-8601

cadaretgrant.com

Clearing firm: Pershing LLC

No. advisers: 830

No. franchises: 481

AUM: $22,791,631,929

Year founded: 1985

Year end: Dec. 31

No. of retail offices: 474

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOArthur F. Grant, Douglas J Ketterer
Recruiting ContactKevin Beard
(646) 887-9023
E-mail

Steve Blazick
(800) 288-8601
E-mail
Compliance ContactDonald Jaynes
(315) 471-2191
E-mail

Albert L Johnson
315-471-2191
E-mail
Marketing ContactKara Haggins
315-471-2191
E-mail
Technology Operations ContactEugene Elias
646-887-9022
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps830830868
No. of producing reps660683703
No. of reps producing $100K-$499K /year303313326

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2017 2016 2015
Total revenues$158,485,962$149,497,813$159,439,124
Commission revenues$109,393,222$104,588,919$115,343,018
Fee revenues$44,131,237$41,210,805$42,101,146
Total revenues: Other$4,961,503$3,698,089$1,994,960
2017 2016 2015
Total account assets$22,791,631,929$21,108,051,625$22,914,803,684
Fee-based assets$4,324,581,275$3,936,709,029$3,661,918,901
Total account assets: Other$18,467,050,654$17,171,342,596$19,252,884,783
Average assets per rep$27,459,798$25,431,388$26,399,543
    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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