Voya Financial Advisors Inc.
A subsidiary of Voya Financial
699 Walnut St.
Des Moines, IA 50309
Clearing firm: Pershing LLC
No. advisers: 1,717
Year founded: 1968
Year end: Dec. 31
No. of retail offices: 1,195
Recruitment & Staffing
|No. of reps||1,717||1,800||1,990|
|No. of producing reps||1,717||1,800||1,990|
|No. of reps producing $100K-$499K /year||672||680||778|
|Total revenues: Other||$35,002,984||$21,791,263||$16,933,356|
|Total account assets||$49,711,145,448||$50,806,920,756||$45,424,358,916|
|Total account assets: Other||$34,286,604,332||$35,903,590,748||$33,415,973,627|
|Average assets per rep||$28,952,327||$28,226,067||$22,826,311|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
September 27, 2019 - Voya Financial Advisors Inc. is cleaning up the mess a former broker created by investing clients heavily in nontraded real estate investment trusts and variable annuities. The ex-broker, James T. Flynn, was registered with Voya Financial Advisors from...
August 17, 2019 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2018 Contact Phone/email Pershing One Pershing Plaza, Jersey City, NJ 07339 (800) 445-4467 pershing.com 625 -4.40% Michael Row Chief relationship...
June 28, 2019 - Positioning advisory firms for today's competitive environment The following is an excerpt from the Voya Financial Advisors and InvestmentNews white paper â€” Building a Balance: Scaling your business to serve plan sponsors and wealthy clients. Download...
June 13, 2019 - Cetera Financial Group is the latest in a growing number of financial advice firms to be hit with a data breach, putting information for about 2,000 clients at risk. The firm confirmed the number of clients whose information was potentially compromised...
June 1, 2019 - Redtail Technology's recent data leak is a reminder of the weighty responsibilities financial advisory firms face when it comes to cybersecurity. Redtail's customer relationship management system contained data about clients of advisory firms that use...
April 24, 2019 - Firm 2018 revenue ($M) % change vs. 2017 2018 commission revenue ($M) % change vs. 2017 2018 fee revenue ($M) % change vs. 2017 2018 other revenue ($M) % change vs. 2017 1 LPL Financial LLC 5188.4 21.2 1919.7 14.9 1793.5 27.3 1475.2 22.8 2 Ameriprise...
April 24, 2019 - The Financial Industry Regulatory Authority Inc. has censured Voya Financial Advisors and ordered it to pay an unspecified amount in remediation to retirement plan and charitable organization customers to whom it sold mutual funds. (More:â€‹ Voya cybersecurity...
March 22, 2019 - Weeks after a computer glitch risked exposing the Social Security numbers of its 1,800 registered reps and financial advisers, Voya Financial Advisors Inc. again revealed sensitive information about its advisers. This time, a list on the Voya Financial...
February 4, 2019 - Voya Financial Advisors Inc. on Friday told its brokers and financial advisers that a glitch on a biography webpage for its brokers put their Social Security numbers at risk of exposure. According to a memo, Voya Financial Advisors' information technology...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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