Voya Financial Advisors Inc.
A subsidiary of Voya Financial
909 Locust St.
Des Moines, IA 50309
Clearing firm: Pershing LLC
No. advisers: 1,800
No. franchises: 1,294
Year founded: 1968
Year end: Dec. 31
No. of retail offices: 1,247
Recruitment & Staffing
|No. of reps||1,800||1,990||2,719|
|No. of producing reps||1,800||1,990||2,118|
|No. of reps producing $100K-$499K /year||680||778||842|
|Total revenues: Other||$21,791,263||$16,933,356||$14,696,537|
|Total account assets||$50,806,920,756||$45,424,358,916||$42,400,208,111|
|Total account assets: Other||$35,903,590,748||$33,415,973,627||$32,006,730,105|
|Average assets per rep||$28,226,067||$22,826,311||$15,594,045|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
September 28, 2018 - The charges against Voya Financial Advisors earlier this week, which resulted in the company paying a $1 million settlement, makes clear that the Securities and Exchange Commission is done warning firms about cybersecurity. It's ready to take action....
September 26, 2018 - Voya Financial Advisors will pay $1 million to settle Securities and Exchange Commission charges regarding a data security breach that compromised the personal information of thousands of customers. An SEC order says that over a period of six days in...
August 18, 2018 - Has Trust Company of America hitched its wagon to a star or turned its back on loyal clients? It depends on whom you ask. Either way, the $275 million acquisition in April of TCA by discount broker ETrade has the custodian world buzzing. In one corner...
April 21, 2018 - Firm 2017 % revenue ($M) % change vs. 2016 2017 commission revenue ($M) % change vs. 2016 2017 fee revenue ($M) % change vs. 2016 2017 other revenue ($M) % change vs. 2016 1 LPL Financial $4,281.50 5.70% $1,670.80 -3.80% $1,409.20 9.30% $1,201.40 17.50%...
January 27, 2018 - For years, many wirehouse brokers wouldn't consider moving to an independent broker-dealer â€” and for good reason. The technology at IBDs wasn't on par with the wires. They had no public branding to bring clients in the door. And perhaps above all else,...
October 16, 2017 - Across the United States, one in five children and adults â€” 65 million people â€” will experience a special need or disability during their lifetimes.1 Without assistance from government programs, non-profit organizations or employers, caregivers often...
September 14, 2017 - Investment advisers are increasingly outsourcing portfolio management and concentrating on building client relationships, according to a study by Cerulli Associates. Outsourcing has three advantages, according to Cerulli, and the first is that it allows...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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