Wunderlich Securities Inc.

Wunderlich Securities Inc.

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6000 Poplar Ave.

Memphis, TN 38119

(901) 251-1330

wunderlichsecurities.com

Year founded: 1996

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOGary K. Wunderlich
Top ExecutivePhilip Zanone
Recruiting ContactDavid C Claibourne
(901) 259-9410
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps50
No. of producing reps
No. of reps producing $100K-$499K /year

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Have annuity sales bottomed out?

November 29, 2017 - Annuity sales have fallen to their lowest point in well over a decade, but industry experts believe a turnaround is at hand. Sales among all annuity products in the third quarter were $46.8 billion, the first time since 2002 that quarterly sales have...

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Indexed annuity sales on pace for record year, as variable annuities take another big hit

November 22, 2016 - Fixed indexed annuity sales are on pace for a record year in 2016 as low interest rates and product features drive their popularity among broker-dealers, and despite headwinds from a new Labor Department investment-advice regulation that will make sales...

JPMorgan settles China hiring charges for $264 million

November 18, 2016 - JPMorgan Chase has agreed to pay $264 million to settle charges that the bank hired relatives of Chinese officials as a way to secure banking business. The settlement is divided among the SEC, Department of Justice and Federal Reserve. Another bold and...

Former star LPL broker who was fired seeking $30M in arbitration claim

May 13, 2016 - A former star LPL Financial adviser is claiming that LPL stole his clients in the wake of a rigged audit of his branch in September 2014 that led to his being fired. James "Jeb" Bashaw, a top-rated adviser by Barron's magazine, is seeking $30 million...

New association forms to represent mid-sized broker-dealers

February 24, 2016 - Raymond James Financial, Janney Montgomery Scott and 13 other mid-sized and regional securities dealers and investment banks formed their own association Wednesday after deciding that existing groups that include the larger Wall Street brokerage firms...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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