TD Ameritrade Institutional

TD Ameritrade Institutional

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Business head: Thomas Nally

No. clients: 5000

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In the News

Succession plan success story

March 19, 2019 - The story of Benjamin Tobias' succession plan is proof that having a good plan in place can help a firm endure and evolve through even the worst of circumstances. Mr. Tobias, 67, had been grooming two advisers to take over his Plantation, Fla.-based advisory...

Custodians no longer at the center of RIA technology hubs

March 1, 2019 - The relationship between custodians, registered investment advisers and technology vendors is evolving. RIAs today are demanding deeper and more robust data on clients so they can provide new services like financial planning, but these advisers are increasingly...

Cambridge Associates reaches diversity milestone: half of leadership team are women

February 27, 2019 - The promotion of a female executive this week at Cambridge Associates moves the $33 billion Boston-based asset management firm into the rarified ranks of companies with at least half their leadership team represented by women. Cambridge, a 45-year-old...

Advisory fees push commissions further into the background

February 19, 2019 - When there's a financial professional in the picture, investors mostly prefer paying fees based on assets under management. The latest research from Cerulli Associates found that clients seeking investment advice from financial professionals have largely...

Custody status continues to perplex RIAs

February 11, 2019 - A full decade after the financial crisis led to changes in custody rules for financial advisers, the financial planning industry is still pressing regulators for more clarity regarding custody status for RIAs. "We have strongly advocated for [more clarification]...

TD won't compete with RIAs, execs say

February 8, 2019 - When TD Ameritrade rolled out its top-level executives Thursday at its annual LINC conference in San Diego, they wasted no time in underscoring the big custodian's commitment to registered investment advisers. "We believe RIAs are the best solution for...

Don't be afraid to raise advisory firm fees

February 7, 2019 - It's time for financial advisers to get over their fear of raising their fees, and a good place to start would be introducing a minimum annual fee for clients. Eliza De Pardo, a management consultant for TD Ameritrade Institutional, said her research...

Maxine Waters may raise profile of diversity, but legislating solution will be difficult

January 30, 2019 - A new congressional committee devoted to increasing the number of women and people of color in the financial industry will raise the profile of the issue, but a solution is more likely to come from firms than from Washington, according to diversity advocates....

T3 fintech conference opens with blast of Orion news

January 29, 2019 - The 2019 Technology Tools for Today conference kicked off Tuesday with a flurry of news announcements from Orion Advisor Services. Orion team members took the stage at the convention center in Denton, Tex., to announce updates and additions to the popular...

The RIA space is hot, and brokers are on the move

January 26, 2019 - After working for more than 25 years in the securities industry, first as a broker and then as a hybrid adviser, Nathan Bachrach dropped his Financial Industry Regulatory Authority Inc. registration in 2012 and became a fee-only adviser. Mr. Bachrach...

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