LPL Financial

LPL Financial

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Business head: Matthew Enyedi

No. clients: 342

AUC: $105,000

Min. assets: None

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In the News

LPL follows the money

August 17, 2019 - Think of custodians and what names come to mind? Schwab, Fidelity, TD Ameritrade. What about LPL Financial? Sure, it is the country's largest independent broker-dealer, with more than 16,000 advisers, but it's not known as a custodian. And given that...

Top clearing and custody firms for financial advisers

August 17, 2019 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2018 Contact Phone/email Pershing One Pershing Plaza, Jersey City, NJ 07339 (800) 445-4467 pershing.com 625 -4.40% Michael Row Chief relationship...

Long Island hybrid managing $160 million switches to LPL

August 15, 2019 - Blue Line Wealth Management, a Brentwood, N.Y.-based hybrid managing $160 million in assets, has switched broker-dealer and advisory affiliations, joining LPL Financial and leaving PlanMember Securities Corporation. [More:​ See more adviser moves in...

Six-adviser firm managing $240 million switches to LPL

August 14, 2019 - Highlander Financial Group, a six-adviser hybrid managing $240 million in Rockville, Md., has switched its broker-dealer and RIA affiliations to LPL Financial from MML Investors Services. (More:​ See more adviser moves in InvestmentNews' Advisers on...

UBS rep managing $160 million moves to LPL-affiliated hybrid

August 7, 2019 - Cary L. Hall Jr., who managed $160 million at UBS in Princeton, N.J., has created CLH Wealth Management. (More:​ See more adviser moves in InvestmentNews' Advisers on the Move database.) Mr. Hall will use the broker-dealer and corporate registered investment...

Hybrid managing $180 million switches from Amerprise to LPL

August 1, 2019 - Signet Strategic Wealth Management, a hybrid firm managing $180 million in Westlake Village, Calif., has switched its broker-dealer and registered investment adviser platforms from Ameriprise Financial to LPL Financial. (More: See more adviser moves in...

Hybrid managing $180 million switches from Ameriprise to LPL

August 1, 2019 - Signet Strategic Wealth Management, a hybrid firm managing $180 million in Westlake Village, Calif., has switched its broker-dealer and registered investment adviser platforms from Ameriprise Financial to LPL Financial. (More: See more adviser moves in...

Los Angeles-area hybrid managing $500 million switches to LPL from Kestra

July 22, 2019 - Charton Financial Group, a new Encino, Calif.-based hybrid, has affiliated with LPL Financial's broker-dealer and will use its corporate registered investment adviser. Edward Charton, principal of the firm, had been affiliated with FMS Financial Partners,...

Do data-privacy rules make cross-selling more difficult?

July 20, 2019 - Data privacy rules are causing concern that cross-selling retail products and services to 401(k) plan participants may not always be kosher. Brokerage executives attending InvestmentNews' recent Retirement Plan Adviser Broker-Dealer Think Tank in New...

Convergence of retirement and wealth management is next 'battleground'

July 20, 2019 - Brokerage executives and financial advisers see the convergence of wealth management and the retirement business as a major moneymaking opportunity, and are implementing measures to capitalize on it. This convergence, which sees wealth managers do more...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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