LPL Financial

LPL Financial

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Business head: Matthew Enyedi

No. clients: 342

AUC: $105,000

Min. assets: None

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In the News

Cetera, other broker-dealers refuse to sign Ohio National contracts

February 15, 2019 - A handful of broker-dealers, including Cetera Financial Group and NEXT Financial Group, have rebuffed Ohio National Financial Services Inc. by refusing to sign new agreements with the insurer, the latest twist in an ongoing dispute over variable annuity...

Long Island hybrid managing $250 million switches to LPL from Royal Alliance

February 14, 2019 - Strategic Financial and Tax Planning Services, a Hauppauge, N.Y.-based hybrid managing and advising $250 million in assets, has switched affiliations from Royal Alliance to LPL Financial. (More:​ Five-member FiNet team managing $360 million moves to...

Ron Carson's firm sued by former client for $500,000

February 14, 2019 - Carson Wealth Management, one of the most recognizable names in the financial advisory business, is being sued by a former client for $500,000 for charging fees the client claims were excessive. The arbitration claim, which was filed on Dec. 24, came...

Ramped up tech spending has helped LPL recruit advisers

February 12, 2019 - LPL Financial expects to spend $135 million on technology in 2019, more than double the $60 million it spent four years ago, according to a presentation Tuesday at a Credit Suisse financial services conference in Miami. The company has recorded a compound...

LPL adds new reporting tool to ClientWorks

February 7, 2019 - The latest addition to LPL Financial's ClientWorks technology platform is Client Goals, a tool that lets advisers create personalized reports for clients and prospects. The new technology, developed in partnership with Fiserv, examines the funding percentage...

Hundreds of advisers with tens of billions in assets left Wall Street in 2018

February 6, 2019 - Last year was another banner year for brokers and advisers leaving the Wall Street wirehouses and moving to financial advice platforms, where they typically receive higher pay and deal with fewer conflicts of interest when it comes to selling products....

Ron Carson to advisers: Tech is your friend and competitor

February 6, 2019 - Financial advisers should accept the fact that technology is both a friend and a potential competitor, Ron Carson told the audience at TD Ameritrade's annual conference Wednesday in San Diego. "Look around the room. Are you viewing each other as competition?"...

Will big recruiting bonuses move reps to these firms in 2019?

February 5, 2019 - Seeking either to build on or create momentum with potential recruits, three large brokerage networks — Wells Fargo Advisors, LPL Financial and Cetera Financial Group — are beginning 2019 with substantial offers to lure brokers and financial advisers...

Voya Financial webpage glitch exposes Social Security numbers of reps

February 4, 2019 - Voya Financial Advisors Inc. on Friday told its brokers and financial advisers that a glitch on a biography webpage for its brokers put their Social Security numbers at risk of exposure. According to a memo, Voya Financial Advisors' information technology...

    Notes
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