Capital Analysts Inc.
303 Broadway, Suite 1500
Cincinnati, OH 45202
Year founded: 1968
In the News
September 14, 2018 - A Pennsylvania investment advisory firm on Friday agreed to pay $2.1 million in a settlement with the Securities and Exchange Commission over sales of high-fee mutual fund share classes. In the order, the SEC alleged that from April 2013 through March...
January 17, 2018 - The Financial Industry Regulatory Authority has barred Matthew Peregoy, a former broker with Investors Capital, for failing to take part in a hearing looking into his possible misuse of client funds. Finra said that Mr. Peregoy, whose registration was...
June 17, 2015 - Lincoln Investment Planning Inc., a brokerage firm with $24 billion in assets that has been family-owned since 1968, decided this year it needed to seek an outside investor to help it meet its growth plans over the next five years. As a result, Lincoln...
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Latest news & opinion
Some retirees can receive up to six months of back benefits.
Blucora is paying $180 million in stock for 1st Global, with 850 advisers.
Former brokers bringing charges related to stock losses during financial crisis have had 15 cases proceed, four stopped so far.
Acquisition would be in line with trend of record keepers seeking to gain scale to combat fee reduction.
Former brokers bringing charges related to stock losses during financial crisis have had 15 cases proceed, 4 stopped so far.