Capital Analysts Inc.
303 Broadway, Suite 1500
Cincinnati, OH 45202
Year founded: 1968
In the News
September 14, 2018 - A Pennsylvania investment advisory firm on Friday agreed to pay $2.1 million in a settlement with the Securities and Exchange Commission over sales of high-fee mutual fund share classes. In the order, the SEC alleged that from April 2013 through March...
January 17, 2018 - The Financial Industry Regulatory Authority has barred Matthew Peregoy, a former broker with Investors Capital, for failing to take part in a hearing looking into his possible misuse of client funds. Finra said that Mr. Peregoy, whose registration was...
June 17, 2015 - Lincoln Investment Planning Inc., a brokerage firm with $24 billion in assets that has been family-owned since 1968, decided this year it needed to seek an outside investor to help it meet its growth plans over the next five years. As a result, Lincoln...
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