Capital Investment Co.
100 E Six Forks Road
Raleigh, NC 27609
No. advisers: 185
Year founded: 1984
Year end: Dec. 31
No. of retail offices: 100
Recruitment & Staffing
|No. of reps||185||185||184|
|No. of producing reps||170||170||170|
|No. of reps producing $100K-$499K /year||0||0||0|
|Total revenues: Other||0||0||0|
|Total account assets||0||0||0|
|Total account assets: Other||0||0||0|
|Average assets per rep||0||—||0|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
August 23, 2018 - Massachusetts Secretary of the Commonwealth William Galvin has ordered North Carolina-based brokerage Capital Investment Group Inc. to pay full financial restitution to a Massachusetts woman. The woman lost $400,000 to a CIG agent who allegedly solicited...
August 17, 2018 - The biggest U.S. asset managers are going head-to-head to win a piece of a $1.5 trillion corporate cash comeback. That's the sum companies are expected to bring onshore under the U.S. tax overhaul passed last year, according to Invesco estimates. About...
August 10, 2018 - Now that financial adviser Ed Butowsky has put two major defamation lawsuits behind him, he is refocusing his efforts on suing Charles Schwab Corp. for kicking his advisory practice off its custodian platform in January. Mr. Butowsky, managing director...
August 6, 2018 - The dismissal last week of two lawsuits against Plano, Texas-based financial adviser Ed Butowsky has not yet taken the form of a warm and fuzzy feeling. "Anybody who did anything negative to me as a result of the lawsuit will pay," Mr. Butowsky said Monday....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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