Centaurus Financial Inc.
A member of Federation of Financial Services
2300 E. Katella Ave.
Anaheim, CA 92806
Clearing firm: Pershing LLC, TD Ameritrade
No. advisers: 633
No. franchises: 385
Year founded: 1992
Year end: Apr. 30
For More Information
|CEO||J. Ronald King|
|Recruiting Contact||Kathy A. Swindell|
|Compliance Contact||Jerry V Duhovic|
|Marketing Contact||Westley H. King|
|Technology Operations Contact||Robert R. Castaneda|
Recruitment & Staffing
|No. of reps||633||633||635|
|No. of producing reps||—||628||630|
|No. of reps producing $100K-$499K /year||—||348||346|
|Total revenues: Other||0||0||0|
|Total account assets||0||0||$3,108,351,042|
|Total account assets: Other||0||0||0|
|Average assets per rep||0||—||$4,949,604|
April 22, 2017 - As commission revenue continued its decline in 2016 and headwinds from regulators stiffened, the independent broker-dealer industry hit a wall, with the top 25 firms â€” those with roughly $250 million and more in total revenue â€” collectively reporting...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
February 24, 2016 - Independent broker-dealers that sold the distressed series of UDF real estate investment trusts could soon be facing arbitration claims from angry investors, according to Alan Rosca, a plaintiff's attorney. The firms that have been most prominent in Mr....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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