Centaurus Financial Inc.

Centaurus Financial Inc.

A member of Federation of Financial Services

Share:

2300 E. Katella Ave.

Anaheim, CA 92806

(800) 880-4234

www.joincfi.com

Clearing firm: Pershing LLC, TD Ameritrade

No. advisers: 633

No. franchises: 385

Year founded: 1992

Year end: Apr. 30

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOJ. Ronald King
Recruiting ContactKathy A. Swindell
(800)880-4234
E-mail

Tyler Shumaker
(800)880-4234
E-mail

Tesh Lokumal
(800)880-4234
E-mail

Al Pierantozzi
(800)880-4324
E-mail
Compliance ContactJerry V Duhovic
(800) 880-4234
E-mail
Marketing ContactWestley H. King
(800) 880-4234
E-mail
Technology Operations ContactRobert R. Castaneda
(800)880-4234
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps633633635
No. of producing reps628630
No. of reps producing $100K-$499K /year348346

Payout grid is available to Data Center subscribers only.

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2017 2016 2015
Total revenues$147,027,885$144,455,127$140,402,297
Commission revenues$110,270,914$109,887,095$109,605,149
Fee revenues$36,756,971$34,568,032$30,797,148
Total revenues: Other000
2017 2016 2015
Total account assets00$3,108,351,042
Fee-based assets$2,926,088,052$2,840,862,186$3,108,351,042
Total account assets: Other000
Average assets per rep0$4,949,604

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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