Nationwide Planning Associates, Inc.

Nationwide Planning Associates, Inc.

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115 West Century Road, Suite 360

Paramus, NJ 7652

(201) 476-0029

nationwideplanning.com

Clearing firm: Pershing LLC

No. advisers: 114

AUM: $1,882,823,314

Year founded: 1992

Year end: Dec. 31

No. of retail offices: 31

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOMichael J Karalewich
Recruiting ContactMichael J De Pol
(201) 819-6204
E-mail
Compliance ContactJames S Colleary
(201) 690-3045
E-mail
Technology Operations ContactAlan Curtis
(201) 690-3051
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps11410191
No. of producing reps11410191
No. of reps producing $100K-$499K /year343023

Payout grid is available to Data Center subscribers only.

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2017 2016 2015
Total revenues$17,322,669$14,180,597$11,715,674
Commission revenues$11,752,631$9,924,093$8,513,386
Fee revenues$3,617,331$2,817,648$2,500,794
Total revenues: Other$1,952,707$1,438,856$701,494
2017 2016 2015
Total account assets$1,882,823,314$1,754,112,282$1,576,499,377
Fee-based assets$478,634,760$391,245,337$303,244,798
Total account assets: Other$1,404,188,554$1,362,866,945$1,273,254,579
Average assets per rep$16,515,994$17,367,448$17,324,169

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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