Schwab Independent Branch Services (Franchise)

Schwab Independent Branch Services (Franchise)

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211 Main Street

San Francisco, CA 94105

(887) 520-6470

schwabfranchise.com

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

Top ExecutiveCraig Taucher
Recruiting ContactChristine Baker
(770) 391-1366
E-mail

Company Overview

The Schwab Franchise is your chance to take control of your success like never before. With our unique franchise ownership model, Schwab Independent Branch Leaders leverage the power of Schwab's brand to gather assets, the strength of Schwab's infrastructure to efficiently operate their business and the integrity of the Schwab promise to always keep their clients' interests first.

Consider this, in 2014, 56% of Schwab's Independent Branches (13 franchises) surpassed $20 million in net new assets (new franchise results may differ)1. And, Independent Branch Leaders are sole practitioners with an average of 1-2 employees2.

Our compensation structure is very unique in our industry. Schwab's Independent Branch Leaders share in real revenue on all assets, not gross dealer concession. Schwab's Independent Branch Leaders also earn revenue on products not commonly shared in the industry, including ticket charges, cash awaiting investment and product sponsor revenue.

Don't take it from us: Listen to what our Schwab Independent Branch Leaders have to say.

If you are passionate about serving clients and want to break away from the traditional model of being all things to all people, the Schwab Franchise model may be right for you. See how we can help grow your business a smarter way.

To learn more about or unique model, please contact us directly at independentbranchservices@schwab.com or 877-520-6470.

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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