Schwab Independent Branch Services (Franchise)
211 Main Street
San Francisco, CA 94105
At some point in their careers, many veteran advisors feel as if their business has stalled. This white paper is for the financial advisor who may be considering a transition to fuel growth. Outlined are the key considerations advisors should take into account, with a focus on analyzing the advisor's unique approach to the business, the kind of support required and how seemingly similar broker-dealer models can differ.
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|Top Executive||Craig Taucher|
|Recruiting Contact||Christine Baker|
The Schwab Franchise is your chance to take control of your success like never before. With our unique franchise ownership model, Schwab Independent Branch Leaders leverage the power of Schwab's brand to gather assets, the strength of Schwab's infrastructure to efficiently operate their business and the integrity of the Schwab promise to always keep their clients' interests first.
Consider this, in 2014, 56% of Schwab's Independent Branches (13 franchises) surpassed $20 million in net new assets (new franchise results may differ)1. And, Independent Branch Leaders are sole practitioners with an average of 1-2 employees2.
Our compensation structure is very unique in our industry. Schwab's Independent Branch Leaders share in real revenue on all assets, not gross dealer concession. Schwab's Independent Branch Leaders also earn revenue on products not commonly shared in the industry, including ticket charges, cash awaiting investment and product sponsor revenue.
Don't take it from us: Listen to what our Schwab Independent Branch Leaders have to say.
If you are passionate about serving clients and want to break away from the traditional model of being all things to all people, the Schwab Franchise model may be right for you. See how we can help grow your business a smarter way.
To learn more about or unique model, please contact us directly at firstname.lastname@example.org or 877-520-6470.
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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