Bolton Global Capital

Bolton Global Capital

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579 Main St.

Bolton, MA 01740

(978) 779-5361

boltonglobal.com

Year founded: 1985

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEORaymond Grenier
Recruiting ContactKatherine Sargent
(978) 779-5361 x 2212
E-mail
Compliance ContactJane Mahle
(978) 779-5361 x 2234
E-mail
Marketing ContactKatherine Sargent
(978) 779-5361 x 2212
E-mail
Technology Operations ContactMatt Beals
(978) 779-5361 x 2225
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps75
No. of producing reps
No. of reps producing $100K-$499K /year
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedLinkedIn
Dedicated mobile application for advisers?N
Primary purpose of mobile application

Galvin: 10 broker-dealers to be scrutinized

July 2, 2018 - Ten broker-dealers based in Massachusetts will be scrutinized by the state in connection with their practices around private-placement sales, according to a release from William F. Galvin, the state's chief securities regulator. The firms involved in...

Former broker in Philadelphia sentenced to five years in prison

May 7, 2018 - A former broker with the Bolton Global Capital in Wayne, Pa., has been sentenced to 63 months in prison, followed by one year of supervised release, and ordered to pay $886,214 in restitution to victims of his fraud. Paul W. Smith, the former broker,...

SEC charges former Philadelphia broker with fraud

December 11, 2017 - The Securities and Exchange Commission has charged ex-broker Paul W. Smith with operating a long-running investment advisory fraud. The SEC's complaint, filed in federal court in Philadelphia, alleges that from 1991 to 2016 Mr. Smith raised approximately...

JP Morgan Securities duo with $200M in AUM joins Bolton Global Capital ​

April 17, 2017 - A JP Morgan Securities team that managed more than $200 million has joined Bolton Global Capital, according to the independent hybrid firm said. Agustin De Estrada and Manuel Lecour are working as Aurora Partners and operating from Miami, the Boston-based...

Top independent broker-dealers reveal their payout tables

January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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